--- /dev/null
+<!-- doc/src/sgml/btree.sgml -->
+
+<chapter id="btree">
+<title>B-Tree Indexes</title>
+
+ <indexterm>
+ <primary>index</primary>
+ <secondary>B-Tree</secondary>
+ </indexterm>
+
+<sect1 id="btree-intro">
+ <title>Introduction</title>
+
+ <para>
+ <productname>PostgreSQL</productname> includes an implementation of the
+ standard <acronym>btree</acronym> (multi-way binary tree) index data
+ structure. Any data type that can be sorted into a well-defined linear
+ order can be indexed by a btree index. The only limitation is that an
+ index entry cannot exceed approximately one-third of a page (after TOAST
+ compression, if applicable).
+ </para>
+
+ <para>
+ Because each btree operator class imposes a sort order on its data type,
+ btree operator classes (or, really, operator families) have come to be
+ used as <productname>PostgreSQL</productname>'s general representation
+ and understanding of sorting semantics. Therefore, they've acquired
+ some features that go beyond what would be needed just to support btree
+ indexes, and parts of the system that are quite distant from the
+ btree AM make use of them.
+ </para>
+
+</sect1>
+
+<sect1 id="btree-behavior">
+ <title>Behavior of B-Tree Operator Classes</title>
+
+ <para>
+ As shown in <xref linkend="xindex-btree-strat-table"/>, a btree operator
+ class must provide five comparison operators,
+ <literal><</literal>,
+ <literal><=</literal>,
+ <literal>=</literal>,
+ <literal>>=</literal> and
+ <literal>></literal>.
+ One might expect that <literal><></literal> should also be part of
+ the operator class, but it is not, because it would almost never be
+ useful to use a <literal><></literal> WHERE clause in an index
+ search. (For some purposes, the planner treats <literal><></literal>
+ as associated with a btree operator class; but it finds that operator via
+ the <literal>=</literal> operator's negator link, rather than
+ from <structname>pg_amop</structname>.)
+ </para>
+
+ <para>
+ When several data types share near-identical sorting semantics, their
+ operator classes can be grouped into an operator family. Doing so is
+ advantageous because it allows the planner to make deductions about
+ cross-type comparisons. Each operator class within the family should
+ contain the single-type operators (and associated support functions)
+ for its input data type, while cross-type comparison operators and
+ support functions are <quote>loose</quote> in the family. It is
+ recommendable that a complete set of cross-type operators be included
+ in the family, thus ensuring that the planner can represent any
+ comparison conditions that it deduces from transitivity.
+ </para>
+
+ <para>
+ There are some basic assumptions that a btree operator family must
+ satisfy:
+ </para>
+
+ <itemizedlist>
+ <listitem>
+ <para>
+ An <literal>=</literal> operator must be an equivalence relation; that
+ is, for all non-null values <replaceable>A</replaceable>,
+ <replaceable>B</replaceable>, <replaceable>C</replaceable> of the
+ data type:
+
+ <itemizedlist>
+ <listitem>
+ <para>
+ <replaceable>A</replaceable> <literal>=</literal>
+ <replaceable>A</replaceable> is true
+ (<firstterm>reflexive law</firstterm>)
+ </para>
+ </listitem>
+ <listitem>
+ <para>
+ if <replaceable>A</replaceable> <literal>=</literal>
+ <replaceable>B</replaceable>,
+ then <replaceable>B</replaceable> <literal>=</literal>
+ <replaceable>A</replaceable>
+ (<firstterm>symmetric law</firstterm>)
+ </para>
+ </listitem>
+ <listitem>
+ <para>
+ if <replaceable>A</replaceable> <literal>=</literal>
+ <replaceable>B</replaceable> and <replaceable>B</replaceable>
+ <literal>=</literal> <replaceable>C</replaceable>,
+ then <replaceable>A</replaceable> <literal>=</literal>
+ <replaceable>C</replaceable>
+ (<firstterm>transitive law</firstterm>)
+ </para>
+ </listitem>
+ </itemizedlist>
+ </para>
+ </listitem>
+
+ <listitem>
+ <para>
+ A <literal><</literal> operator must be a strong ordering relation;
+ that is, for all non-null values <replaceable>A</replaceable>,
+ <replaceable>B</replaceable>, <replaceable>C</replaceable>:
+
+ <itemizedlist>
+ <listitem>
+ <para>
+ <replaceable>A</replaceable> <literal><</literal>
+ <replaceable>A</replaceable> is false
+ (<firstterm>irreflexive law</firstterm>)
+ </para>
+ </listitem>
+ <listitem>
+ <para>
+ if <replaceable>A</replaceable> <literal><</literal>
+ <replaceable>B</replaceable>
+ and <replaceable>B</replaceable> <literal><</literal>
+ <replaceable>C</replaceable>,
+ then <replaceable>A</replaceable> <literal><</literal>
+ <replaceable>C</replaceable>
+ (<firstterm>transitive law</firstterm>)
+ </para>
+ </listitem>
+ </itemizedlist>
+ </para>
+ </listitem>
+
+ <listitem>
+ <para>
+ Furthermore, the ordering is total; that is, for all non-null
+ values <replaceable>A</replaceable>, <replaceable>B</replaceable>:
+
+ <itemizedlist>
+ <listitem>
+ <para>
+ exactly one of <replaceable>A</replaceable> <literal><</literal>
+ <replaceable>B</replaceable>, <replaceable>A</replaceable>
+ <literal>=</literal> <replaceable>B</replaceable>, and
+ <replaceable>B</replaceable> <literal><</literal>
+ <replaceable>A</replaceable> is true
+ (<firstterm>trichotomy law</firstterm>)
+ </para>
+ </listitem>
+ </itemizedlist>
+
+ (The trichotomy law justifies the definition of the comparison support
+ function, of course.)
+ </para>
+ </listitem>
+ </itemizedlist>
+
+ <para>
+ The other three operators are defined in terms of <literal>=</literal>
+ and <literal><</literal> in the obvious way, and must act consistently
+ with them.
+ </para>
+
+ <para>
+ For an operator family supporting multiple data types, the above laws must
+ hold when <replaceable>A</replaceable>, <replaceable>B</replaceable>,
+ <replaceable>C</replaceable> are taken from any data types in the family.
+ The transitive laws are the trickiest to ensure, as in cross-type
+ situations they represent statements that the behaviors of two or three
+ different operators are consistent.
+ As an example, it would not work to put <type>float8</type>
+ and <type>numeric</type> into the same operator family, at least not with
+ the current semantics that <type>numeric</type> values are converted
+ to <type>float8</type> for comparison to a <type>float8</type>. Because
+ of the limited accuracy of <type>float8</type>, this means there are
+ distinct <type>numeric</type> values that will compare equal to the
+ same <type>float8</type> value, and thus the transitive law would fail.
+ </para>
+
+ <para>
+ Another requirement for a multiple-data-type family is that any implicit
+ or binary-coercion casts that are defined between data types included in
+ the operator family must not change the associated sort ordering.
+ </para>
+
+ <para>
+ It should be fairly clear why a btree index requires these laws to hold
+ within a single data type: without them there is no ordering to arrange
+ the keys with. Also, index searches using a comparison key of a
+ different data type require comparisons to behave sanely across two
+ data types. The extensions to three or more data types within a family
+ are not strictly required by the btree index mechanism itself, but the
+ planner relies on them for optimization purposes.
+ </para>
+
+</sect1>
+
+<sect1 id="btree-support-funcs">
+ <title>B-Tree Support Functions</title>
+
+ <para>
+ As shown in <xref linkend="xindex-btree-support-table"/>, btree defines
+ one required and one optional support function.
+ </para>
+
+ <para>
+ For each combination of data types that a btree operator family provides
+ comparison operators for, it must provide a comparison support function,
+ registered in <structname>pg_amproc</structname> with support function
+ number 1 and
+ <structfield>amproclefttype</structfield>/<structfield>amprocrighttype</structfield>
+ equal to the left and right data types for the comparison (i.e., the
+ same data types that the matching operators are registered with
+ in <structname>pg_amop</structname>).
+ The comparison function must take two non-null values
+ <replaceable>A</replaceable> and <replaceable>B</replaceable> and
+ return an <type>int32</type> value that
+ is <literal><</literal> <literal>0</literal>, <literal>0</literal>,
+ or <literal>></literal> <literal>0</literal>
+ when <replaceable>A</replaceable> <literal><</literal>
+ <replaceable>B</replaceable>, <replaceable>A</replaceable>
+ <literal>=</literal> <replaceable>B</replaceable>,
+ or <replaceable>A</replaceable> <literal>></literal>
+ <replaceable>B</replaceable>, respectively. The function must not
+ return <literal>INT_MIN</literal> for the <replaceable>A</replaceable>
+ <literal><</literal> <replaceable>B</replaceable> case,
+ since the value may be negated before being tested for sign. A null
+ result is disallowed, too.
+ See <filename>src/backend/access/nbtree/nbtcompare.c</filename> for
+ examples.
+ </para>
+
+ <para>
+ If the compared values are of a collatable data type, the appropriate
+ collation OID will be passed to the comparison support function, using
+ the standard <function>PG_GET_COLLATION()</function> mechanism.
+ </para>
+
+ <para>
+ Optionally, a btree operator family may provide <firstterm>sort
+ support</firstterm> function(s), registered under support function number
+ 2. These functions allow implementing comparisons for sorting purposes
+ in a more efficient way than naively calling the comparison support
+ function. The APIs involved in this are defined in
+ <filename>src/include/utils/sortsupport.h</filename>.
+ </para>
+
+</sect1>
+
+<sect1 id="btree-implementation">
+ <title>Implementation</title>
+
+ <para>
+ An introduction to the btree index implementation can be found in
+ <filename>src/backend/access/nbtree/README</filename>.
+ </para>
+
+</sect1>
+
+</chapter>
item is irrelevant, and need not be stored at all. This arrangement
corresponds to the fact that an L&Y non-leaf page has one more pointer
than key.
-
-Notes to Operator Class Implementors
-------------------------------------
-
-With this implementation, we require each supported combination of
-datatypes to supply us with a comparison procedure via pg_amproc.
-This procedure must take two nonnull values A and B and return an int32 < 0,
-0, or > 0 if A < B, A = B, or A > B, respectively. The procedure must
-not return INT_MIN for "A < B", since the value may be negated before
-being tested for sign. A null result is disallowed, too. See nbtcompare.c
-for examples.
-
-There are some basic assumptions that a btree operator family must satisfy:
-
-An = operator must be an equivalence relation; that is, for all non-null
-values A,B,C of the datatype:
-
- A = A is true reflexive law
- if A = B, then B = A symmetric law
- if A = B and B = C, then A = C transitive law
-
-A < operator must be a strong ordering relation; that is, for all non-null
-values A,B,C:
-
- A < A is false irreflexive law
- if A < B and B < C, then A < C transitive law
-
-Furthermore, the ordering is total; that is, for all non-null values A,B:
-
- exactly one of A < B, A = B, and B < A is true trichotomy law
-
-(The trichotomy law justifies the definition of the comparison support
-procedure, of course.)
-
-The other three operators are defined in terms of these two in the obvious way,
-and must act consistently with them.
-
-For an operator family supporting multiple datatypes, the above laws must hold
-when A,B,C are taken from any datatypes in the family. The transitive laws
-are the trickiest to ensure, as in cross-type situations they represent
-statements that the behaviors of two or three different operators are
-consistent. As an example, it would not work to put float8 and numeric into
-an opfamily, at least not with the current semantics that numerics are
-converted to float8 for comparison to a float8. Because of the limited
-accuracy of float8, this means there are distinct numeric values that will
-compare equal to the same float8 value, and thus the transitive law fails.
-
-It should be fairly clear why a btree index requires these laws to hold within
-a single datatype: without them there is no ordering to arrange the keys with.
-Also, index searches using a key of a different datatype require comparisons
-to behave sanely across two datatypes. The extensions to three or more
-datatypes within a family are not strictly required by the btree index
-mechanism itself, but the planner relies on them for optimization purposes.