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[postgresql] / doc / src / sgml / backup.sgml

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<chapter id="backup">
 <title>Backup and Restore</title>

 <indexterm zone="backup"><primary>backup</></>

 <para>
  As with everything that contains valuable data, <productname>PostgreSQL</>
  databases should be backed up regularly. While the procedure is
  essentially simple, it is important to have a clear understanding of
  the underlying techniques and assumptions.
 </para>

 <para>
  There are three fundamentally different approaches to backing up
  <productname>PostgreSQL</> data:
  <itemizedlist>
   <listitem><para><acronym>SQL</> dump</para></listitem>
   <listitem><para>File system level backup</para></listitem>
   <listitem><para>Continuous archiving</para></listitem>
  </itemizedlist>
  Each has its own strengths and weaknesses.
  Each is discussed in turn below.
 </para>

 <sect1 id="backup-dump">
  <title><acronym>SQL</> Dump</title>

  <para>
   The idea behind this dump method is to generate a text file with SQL
   commands that, when fed back to the server, will recreate the
   database in the same state as it was at the time of the dump.
   <productname>PostgreSQL</> provides the utility program
   <xref linkend="app-pgdump"> for this purpose. The basic usage of this
   command is:
<synopsis>
pg_dump <replaceable class="parameter">dbname</replaceable> &gt; <replaceable class="parameter">outfile</replaceable>
</synopsis>
   As you see, <application>pg_dump</> writes its results to the
   standard output. We will see below how this can be useful.
  </para>

  <para>
   <application>pg_dump</> is a regular <productname>PostgreSQL</>
   client application (albeit a particularly clever one). This means
   that you can do this backup procedure from any remote host that has
   access to the database. But remember that <application>pg_dump</>
   does not operate with special permissions. In particular, it must
   have read access to all tables that you want to back up, so in
   practice you almost always have to run it as a database superuser.
  </para>

  <para>
   To specify which database server <application>pg_dump</> should
   contact, use the command line options <option>-h
   <replaceable>host</></> and <option>-p <replaceable>port</></>. The
   default host is the local host or whatever your
   <envar>PGHOST</envar> environment variable specifies. Similarly,
   the default port is indicated by the <envar>PGPORT</envar>
   environment variable or, failing that, by the compiled-in default.
   (Conveniently, the server will normally have the same compiled-in
   default.)
  </para>

  <para>
   Like any other <productname>PostgreSQL</> client application,
   <application>pg_dump</> will by default connect with the database
   user name that is equal to the current operating system user name. To override
   this, either specify the <option>-U</option> option or set the
   environment variable <envar>PGUSER</envar>. Remember that
   <application>pg_dump</> connections are subject to the normal
   client authentication mechanisms (which are described in <xref
   linkend="client-authentication">).
  </para>

  <para>
   Dumps created by <application>pg_dump</> are internally consistent,
   that is, the dump represents a snapshot of the database as of the time
   <application>pg_dump</> begins running. <application>pg_dump</> does not
   block other operations on the database while it is working.
   (Exceptions are those operations that need to operate with an
   exclusive lock, such as most forms of <command>ALTER TABLE</command>.)
  </para>

  <important>
   <para>
    If your database schema relies on OIDs (for instance as foreign
    keys) you must instruct <application>pg_dump</> to dump the OIDs
    as well. To do this, use the <option>-o</option> command line
    option.
   </para>
  </important>

  <sect2 id="backup-dump-restore">
   <title>Restoring the dump</title>

   <para>
    The text files created by <application>pg_dump</> are intended to
    be read in by the <application>psql</application> program. The
    general command form to restore a dump is
<synopsis>
psql <replaceable class="parameter">dbname</replaceable> &lt; <replaceable class="parameter">infile</replaceable>
</synopsis>
    where <replaceable class="parameter">infile</replaceable> is what
    you used as <replaceable class="parameter">outfile</replaceable>
    for the <application>pg_dump</> command. The database <replaceable
    class="parameter">dbname</replaceable> will not be created by this
    command, so you must create it yourself from <literal>template0</>
    before executing <application>psql</> (e.g., with
    <literal>createdb -T template0 <replaceable
    class="parameter">dbname</></literal>).  <application>psql</>
    supports options similar to <application>pg_dump</>'s for specifying
    the database server to connect to and the user name to use. See
    the <xref linkend="app-psql"> reference page for more information.
   </para>

   <para>
    Before restoring a SQL dump, all the users who own objects or were
    granted permissions on objects in the dumped database must already
    exist. If they do not, then the restore will fail to recreate the
    objects with the original ownership and/or permissions.
    (Sometimes this is what you want, but usually it is not.)
   </para>

   <para>
    By default, the <application>psql</> script will continue to
    execute after an SQL error is encountered. You might wish to use the
    following command at the top of the script to alter that
    behaviour and have <application>psql</application> exit with an
    exit status of 3 if an SQL error occurs:
<programlisting>
\set ON_ERROR_STOP
</programlisting>
    Either way, you will have an only partially restored database.
    Alternatively, you can specify that the whole dump should be
    restored as a single transaction, so the restore is either fully
    completed or fully rolled back. This mode can be specified by
    passing the <option>-1</> or <option>--single-transaction</>
    command-line options to <application>psql</>. When using this
    mode, be aware that even the smallest of errors can rollback a
    restore that has already run for many hours. However, that might
    still be preferable to manually cleaning up a complex database
    after a partially restored dump.
   </para>

   <para>
    The ability of <application>pg_dump</> and <application>psql</> to
    write to or read from pipes makes it possible to dump a database
    directly from one server to another, for example:
<programlisting>
pg_dump -h <replaceable>host1</> <replaceable>dbname</> | psql -h <replaceable>host2</> <replaceable>dbname</>
</programlisting>
   </para>

   <important>
    <para>
     The dumps produced by <application>pg_dump</> are relative to
     <literal>template0</>. This means that any languages, procedures,
     etc. added via <literal>template1</> will also be dumped by
     <application>pg_dump</>. As a result, when restoring, if you are
     using a customized <literal>template1</>, you must create the
     empty database from <literal>template0</>, as in the example
     above.
    </para>
   </important>

   <para>
    After restoring a backup, it is wise to run <xref
    linkend="sql-analyze" endterm="sql-analyze-title"> on each
    database so the query optimizer has useful statistics;
    see <xref linkend="vacuum-for-statistics" endterm="vacuum-for-statistics-title">
    and <xref linkend="autovacuum" endterm="autovacuum-title"> for more information.
    For more advice on how to load large amounts of data
    into <productname>PostgreSQL</> efficiently, refer to <xref
    linkend="populate">.
   </para>
  </sect2>

  <sect2 id="backup-dump-all">
   <title>Using <application>pg_dumpall</></title>

   <para>
    <application>pg_dump</> dumps only a single database at a time,
    and it does not dump information about roles or tablespaces
    (because those are cluster-wide rather than per-database).
    To support convenient dumping of the entire contents of a database
    cluster, the <xref linkend="app-pg-dumpall"> program is provided.
    <application>pg_dumpall</> backs up each database in a given
    cluster, and also preserves cluster-wide data such as role and
    tablespace definitions. The basic usage of this command is:
<synopsis>
pg_dumpall &gt; <replaceable>outfile</>
</synopsis>
    The resulting dump can be restored with <application>psql</>:
<synopsis>
psql -f <replaceable class="parameter">infile</replaceable> postgres
</synopsis>
    (Actually, you can specify any existing database name to start from,
    but if you are reloading into an empty cluster then <literal>postgres</>
    should usually be used.)  It is always necessary to have
    database superuser access when restoring a <application>pg_dumpall</>
    dump, as that is required to restore the role and tablespace information.
    If you use tablespaces, be careful that the tablespace paths in the
    dump are appropriate for the new installation.
   </para>

   <para>
    <application>pg_dumpall</> works by emitting commands to re-create
    roles, tablespaces, and empty databases, then invoking
    <application>pg_dump</> for each database.  This means that while
    each database will be internally consistent, the snapshots of
    different databases might not be exactly in-sync.
   </para>
  </sect2>

  <sect2 id="backup-dump-large">
   <title>Handling large databases</title>

   <para>
    Since <productname>PostgreSQL</productname> allows tables larger
    than the maximum file size on your system, it can be problematic
    to dump such a table to a file, since the resulting file will likely
    be larger than the maximum size allowed by your system. Since
    <application>pg_dump</> can write to the standard output, you can
    use standard Unix tools to work around this possible problem.
    There are several ways to do it:
   </para>

   <formalpara>
    <title>Use compressed dumps.</title>
    <para>
     You can use your favorite compression program, for example
     <application>gzip</application>:

<programlisting>
pg_dump <replaceable class="parameter">dbname</replaceable> | gzip &gt; <replaceable class="parameter">filename</replaceable>.gz
</programlisting>

     Reload with:

<programlisting>
gunzip -c <replaceable class="parameter">filename</replaceable>.gz | psql <replaceable class="parameter">dbname</replaceable>
</programlisting>

     or:

<programlisting>
cat <replaceable class="parameter">filename</replaceable>.gz | gunzip | psql <replaceable class="parameter">dbname</replaceable>
</programlisting>
    </para>
   </formalpara>

   <formalpara>
    <title>Use <command>split</>.</title>
    <para>
     The <command>split</command> command
     allows you to split the output into pieces that are
     acceptable in size to the underlying file system. For example, to
     make chunks of 1 megabyte:

<programlisting>
pg_dump <replaceable class="parameter">dbname</replaceable> | split -b 1m - <replaceable class="parameter">filename</replaceable>
</programlisting>

     Reload with:

<programlisting>
cat <replaceable class="parameter">filename</replaceable>* | psql <replaceable class="parameter">dbname</replaceable>
</programlisting>
    </para>
   </formalpara>

   <formalpara>
    <title>Use <application>pg_dump</>'s custom dump format.</title>
    <para>
     If <productname>PostgreSQL</productname> was built on a system with the
     <application>zlib</> compression library installed, the custom dump
     format will compress data as it writes it to the output file. This will
     produce dump file sizes similar to using <command>gzip</command>, but it
     has the added advantage that tables can be restored selectively. The
     following command dumps a database using the custom dump format:

<programlisting>
pg_dump -Fc <replaceable class="parameter">dbname</replaceable> &gt; <replaceable class="parameter">filename</replaceable>
</programlisting>

     A custom-format dump is not a script for <application>psql</>, but
     instead must be restored with <application>pg_restore</>, for example:

<programlisting>
pg_restore -d <replaceable class="parameter">dbname</replaceable> <replaceable class="parameter">filename</replaceable>
</programlisting>

     See the <xref linkend="app-pgdump"> and <xref
     linkend="app-pgrestore"> reference pages for details.
    </para>
   </formalpara>

   <para>
    For very large databases, you might need to combine <command>split</>
    with one of the other two approaches.
   </para>

  </sect2>
 </sect1>

 <sect1 id="backup-file">
  <title>File System Level Backup</title>

  <para>
   An alternative backup strategy is to directly copy the files that
   <productname>PostgreSQL</> uses to store the data in the database. In
   <xref linkend="creating-cluster"> it is explained where these files
   are located, but you have probably found them already if you are
   interested in this method. You can use whatever method you prefer
   for doing usual file system backups, for example:

<programlisting>
tar -cf backup.tar /usr/local/pgsql/data
</programlisting>
  </para>

  <para>
   There are two restrictions, however, which make this method
   impractical, or at least inferior to the <application>pg_dump</>
   method:

   <orderedlist>
    <listitem>
     <para>
      The database server <emphasis>must</> be shut down in order to
      get a usable backup. Half-way measures such as disallowing all
      connections will <emphasis>not</emphasis> work
      (in part because <command>tar</command> and similar tools do not take
      an atomic snapshot of the state of the file system,
      but also because of internal buffering within the server).
      Information about stopping the server can be found in
      <xref linkend="server-shutdown">.  Needless to say that you
      also need to shut down the server before restoring the data.
     </para>
    </listitem>

    <listitem>
     <para>
      If you have dug into the details of the file system layout of the
      database, you might be tempted to try to back up or restore only certain
      individual tables or databases from their respective files or
      directories. This will <emphasis>not</> work because the
      information contained in these files contains only half the
      truth. The other half is in the commit log files
      <filename>pg_clog/*</filename>, which contain the commit status of
      all transactions. A table file is only usable with this
      information. Of course it is also impossible to restore only a
      table and the associated <filename>pg_clog</filename> data
      because that would render all other tables in the database
      cluster useless.  So file system backups only work for complete
      backup and restoration of an entire database cluster.
     </para>
    </listitem>
   </orderedlist>
  </para>

  <para>
   An alternative file-system backup approach is to make a
   <quote>consistent snapshot</quote> of the data directory, if the
   file system supports that functionality (and you are willing to
   trust that it is implemented correctly).  The typical procedure is
   to make a <quote>frozen snapshot</> of the volume containing the
   database, then copy the whole data directory (not just parts, see
   above) from the snapshot to a backup device, then release the frozen
   snapshot.  This will work even while the database server is running.
   However, a backup created in this way saves
   the database files in a state where the database server was not
   properly shut down; therefore, when you start the database server
   on the backed-up data, it will think the previous server instance had
   crashed and replay the WAL log.  This is not a problem, just be aware of
   it (and be sure to include the WAL files in your backup).
  </para>

  <para>
   If your database is spread across multiple file systems, there might not
   be any way to obtain exactly-simultaneous frozen snapshots of all
   the volumes.  For example, if your data files and WAL log are on different
   disks, or if tablespaces are on different file systems, it might
   not be possible to use snapshot backup because the snapshots
   <emphasis>must</> be simultaneous.
   Read your file system documentation very carefully before trusting
   to the consistent-snapshot technique in such situations.
  </para>

  <para>
   If simultaneous snapshots are not possible, one option is to shut down
   the database server long enough to establish all the frozen snapshots.
   Another option is perform a continuous archiving base backup (<xref
   linkend="backup-base-backup">) because such backups are immune to file
   system changes during the backup.  This requires enabling continuous
   archiving just during the backup process; restore is done using
   continuous archive recovery (<xref linkend="backup-pitr-recovery">).
  </para>

  <para>
   Another option is to use <application>rsync</> to perform a file
   system backup.  This is done by first running <application>rsync</>
   while the database server is running, then shutting down the database
   server just long enough to do a second <application>rsync</>.  The
   second <application>rsync</> will be much quicker than the first,
   because it has relatively little data to transfer, and the end result
   will be consistent because the server was down.  This method
   allows a file system backup to be performed with minimal downtime.
  </para>

  <para>
   Note that a file system backup will not necessarily be
   smaller than an SQL dump. On the contrary, it will most likely be
   larger. (<application>pg_dump</application> does not need to dump
   the contents of indexes for example, just the commands to recreate
   them.)  However, taking a file system backup might be faster.
  </para>
 </sect1>

 <sect1 id="continuous-archiving">
  <title>Continuous Archiving and Point-In-Time Recovery (PITR)</title>

  <indexterm zone="backup">
   <primary>continuous archiving</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>point-in-time recovery</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>PITR</primary>
  </indexterm>

  <para>
   At all times, <productname>PostgreSQL</> maintains a
   <firstterm>write ahead log</> (WAL) in the <filename>pg_xlog/</>
   subdirectory of the cluster's data directory. The log describes
   every change made to the database's data files.  This log exists
   primarily for crash-safety purposes: if the system crashes, the
   database can be restored to consistency by <quote>replaying</> the
   log entries made since the last checkpoint.  However, the existence
   of the log makes it possible to use a third strategy for backing up
   databases: we can combine a file-system-level backup with backup of
   the WAL files.  If recovery is needed, we restore the backup and
   then replay from the backed-up WAL files to bring the backup up to
   current time.  This approach is more complex to administer than
   either of the previous approaches, but it has some significant
   benefits:
  <itemizedlist>
   <listitem>
    <para>
     We do not need a perfectly consistent backup as the starting point.
     Any internal inconsistency in the backup will be corrected by log
     replay (this is not significantly different from what happens during
     crash recovery).  So we don't need file system snapshot capability,
     just <application>tar</> or a similar archiving tool.
    </para>
   </listitem>
   <listitem>
    <para>
     Since we can string together an indefinitely long sequence of WAL files
     for replay, continuous backup can be achieved simply by continuing to archive
     the WAL files.  This is particularly valuable for large databases, where
     it might not be convenient to take a full backup frequently.
    </para>
   </listitem>
   <listitem>
    <para>
     There is nothing that says we have to replay the WAL entries all the
     way to the end.  We could stop the replay at any point and have a
     consistent snapshot of the database as it was at that time.  Thus,
     this technique supports <firstterm>point-in-time recovery</>: it is
     possible to restore the database to its state at any time since your base
     backup was taken.
    </para>
   </listitem>
   <listitem>
    <para>
     If we continuously feed the series of WAL files to another
     machine that has been loaded with the same base backup file, we
     have a <firstterm>warm standby</> system: at any point we can bring up
     the second machine and it will have a nearly-current copy of the
     database.
    </para>
   </listitem>
  </itemizedlist>
  </para>

  <para>
   As with the plain file-system-backup technique, this method can only
   support restoration of an entire database cluster, not a subset.
   Also, it requires a lot of archival storage: the base backup might be bulky,
   and a busy system will generate many megabytes of WAL traffic that
   have to be archived.  Still, it is the preferred backup technique in
   many situations where high reliability is needed.
  </para>

  <para>
   To recover successfully using continuous archiving (also called
   <quote>online backup</> by many database vendors), you need a continuous
   sequence of archived WAL files that extends back at least as far as the
   start time of your backup.  So to get started, you should set up and test
   your procedure for archiving WAL files <emphasis>before</> you take your
   first base backup.  Accordingly, we first discuss the mechanics of
   archiving WAL files.
  </para>

  <sect2 id="backup-archiving-wal">
   <title>Setting up WAL archiving</title>

   <para>
    In an abstract sense, a running <productname>PostgreSQL</> system
    produces an indefinitely long sequence of WAL records.  The system
    physically divides this sequence into WAL <firstterm>segment
    files</>, which are normally 16MB apiece (although the segment size
    can be altered when building <productname>PostgreSQL</>).  The segment
    files are given numeric names that reflect their position in the
    abstract WAL sequence.  When not using WAL archiving, the system
    normally creates just a few segment files and then
    <quote>recycles</> them by renaming no-longer-needed segment files
    to higher segment numbers.  It's assumed that a segment file whose
    contents precede the checkpoint-before-last is no longer of
    interest and can be recycled.
   </para>

   <para>
    When archiving WAL data, we need to capture the contents of each segment
    file once it is filled, and save that data somewhere before the segment
    file is recycled for reuse.  Depending on the application and the
    available hardware, there could be many different ways of <quote>saving
    the data somewhere</>: we could copy the segment files to an NFS-mounted
    directory on another machine, write them onto a tape drive (ensuring that
    you have a way of identifying the original name of each file), or batch
    them together and burn them onto CDs, or something else entirely.  To
    provide the database administrator with as much flexibility as possible,
    <productname>PostgreSQL</> tries not to make any assumptions about how
    the archiving will be done.  Instead, <productname>PostgreSQL</> lets
    the administrator specify a shell command to be executed to copy a
    completed segment file to wherever it needs to go.  The command could be
    as simple as a <literal>cp</>, or it could invoke a complex shell
    script &mdash; it's all up to you.
   </para>

   <para>
    To enable WAL archiving, set the <xref
    linkend="guc-archive-mode"> configuration parameter to <literal>on</>,
    and specify the shell command to use in the <xref
    linkend="guc-archive-command"> configuration parameter.  In practice
    these settings will always be placed in the
    <filename>postgresql.conf</filename> file.
    In <varname>archive_command</>,
    any <literal>%p</> is replaced by the path name of the file to
    archive, while any <literal>%f</> is replaced by the file name only.
    (The path name is relative to the current working directory,
    i.e., the cluster's data directory.)
    Write <literal>%%</> if you need to embed an actual <literal>%</>
    character in the command.  The simplest useful command is something
    like:
<programlisting>
archive_command = 'cp -i %p /mnt/server/archivedir/%f &lt;/dev/null'
</programlisting>
    which will copy archivable WAL segments to the directory
    <filename>/mnt/server/archivedir</>.  (This is an example, not a
    recommendation, and might not work on all platforms.)  After the
    <literal>%p</> and <literal>%f</> parameters have been replaced,
    the actual command executed might look like this:
<programlisting>
cp -i pg_xlog/00000001000000A900000065 /mnt/server/archivedir/00000001000000A900000065 &lt;/dev/null
</programlisting>
    A similar command will be generated for each new file to be archived.
   </para>

   <para>
    The archive command will be executed under the ownership of the same
    user that the <productname>PostgreSQL</> server is running as.  Since
    the series of WAL files being archived contains effectively everything
    in your database, you will want to be sure that the archived data is
    protected from prying eyes; for example, archive into a directory that
    does not have group or world read access.
   </para>

   <para>
    It is important that the archive command return zero exit status if and
    only if it succeeded.  Upon getting a zero result,
    <productname>PostgreSQL</> will assume that the file has been
    successfully archived, and will remove or recycle it.  However, a nonzero
    status tells <productname>PostgreSQL</> that the file was not archived;
    it will try again periodically until it succeeds.
   </para>

   <para>
    The archive command should generally be designed to refuse to overwrite
    any pre-existing archive file.  This is an important safety feature to
    preserve the integrity of your archive in case of administrator error
    (such as sending the output of two different servers to the same archive
    directory).
    It is advisable to test your proposed archive command to ensure that it
    indeed does not overwrite an existing file, <emphasis>and that it returns
    nonzero status in this case</>.  We have found that <literal>cp -i</> does
    this correctly on some platforms but not others.  If the chosen command
    does not itself handle this case correctly, you should add a command
    to test for pre-existence of the archive file.  For example, something
    like:
<programlisting>
archive_command = 'test ! -f .../%f &amp;&amp; cp %p .../%f'
</programlisting>
    works correctly on most Unix variants.
   </para>

   <para>
    While designing your archiving setup, consider what will happen if
    the archive command fails repeatedly because some aspect requires
    operator intervention or the archive runs out of space. For example, this
    could occur if you write to tape without an autochanger; when the tape
    fills, nothing further can be archived until the tape is swapped.
    You should ensure that any error condition or request to a human operator
    is reported appropriately so that the situation can be
    resolved reasonably quickly. The <filename>pg_xlog/</> directory will
    continue to fill with WAL segment files until the situation is resolved.
    (If the filesystem containing <filename>pg_xlog/</> fills up,
    <productname>PostgreSQL</> will do a PANIC shutdown.  No prior
    transactions will be lost, but the database will be unavailable until
    you free some space.)
   </para>

   <para>
    The speed of the archiving command is not important, so long as it can keep up
    with the average rate at which your server generates WAL data.  Normal
    operation continues even if the archiving process falls a little behind.
    If archiving falls significantly behind, this will increase the amount of
    data that would be lost in the event of a disaster. It will also mean that
    the <filename>pg_xlog/</> directory will contain large numbers of
    not-yet-archived segment files, which could eventually exceed available
    disk space. You are advised to monitor the archiving process to ensure that
    it is working as you intend.
   </para>

   <para>
    In writing your archive command, you should assume that the file names to
    be archived can be up to 64 characters long and can contain any
    combination of ASCII letters, digits, and dots.  It is not necessary to
    remember the original relative path (<literal>%p</>) but it is necessary to
    remember the file name (<literal>%f</>).
   </para>

   <para>
    Note that although WAL archiving will allow you to restore any
    modifications made to the data in your <productname>PostgreSQL</> database,
    it will not restore changes made to configuration files (that is,
    <filename>postgresql.conf</>, <filename>pg_hba.conf</> and
    <filename>pg_ident.conf</>), since those are edited manually rather
    than through SQL operations.
    You might wish to keep the configuration files in a location that will
    be backed up by your regular file system backup procedures.  See
    <xref linkend="runtime-config-file-locations"> for how to relocate the
    configuration files.
   </para>

   <para>
    The archive command is only invoked on completed WAL segments.  Hence,
    if your server generates only little WAL traffic (or has slack periods
    where it does so), there could be a long delay between the completion
    of a transaction and its safe recording in archive storage.  To put
    a limit on how old unarchived data can be, you can set
    <xref linkend="guc-archive-timeout"> to force the server to switch
    to a new WAL segment file at least that often.  Note that archived
    files that are ended early due to a forced switch are still the same
    length as completely full files.  It is therefore unwise to set a very
    short <varname>archive_timeout</> &mdash; it will bloat your archive
    storage.  <varname>archive_timeout</> settings of a minute or so are
    usually reasonable.
   </para>

   <para>
    Also, you can force a segment switch manually with
    <function>pg_switch_xlog</>, if you want to ensure that a
    just-finished transaction is archived as soon as possible.  Other utility
    functions related to WAL management are listed in <xref
    linkend="functions-admin-backup-table">.
   </para>

   <para>
    When <varname>archive_mode</> is <literal>off</> some SQL commands
    are optimized to avoid WAL logging, as described in <xref
    linkend="populate-pitr">. If archiving were turned on during execution
    of one of these statements, WAL would not contain enough information
    for archive recovery.  (Crash recovery is unaffected.)  For
    this reason, <varname>archive_mode</> can only be changed at server
    start.  However, <varname>archive_command</> can be changed with a
    configuration file reload.  If you wish to temporarily stop archiving,
    one way to do it is to set <varname>archive_command</> to the empty
    string (<literal>''</>).
    This will cause WAL files to accumulate in <filename>pg_xlog/</> until a
    working <varname>archive_command</> is re-established.
   </para>
  </sect2>

  <sect2 id="backup-base-backup">
   <title>Making a Base Backup</title>

   <para>
    The procedure for making a base backup is relatively simple:
  <orderedlist>
   <listitem>
    <para>
     Ensure that WAL archiving is enabled and working.
    </para>
   </listitem>
   <listitem>
    <para>
     Connect to the database as a superuser, and issue the command:
<programlisting>
SELECT pg_start_backup('label');
</programlisting>
     where <literal>label</> is any string you want to use to uniquely
     identify this backup operation.  (One good practice is to use the
     full path where you intend to put the backup dump file.)
     <function>pg_start_backup</> creates a <firstterm>backup label</> file,
     called <filename>backup_label</>, in the cluster directory with
     information about your backup.
    </para>

    <para>
     It does not matter which database within the cluster you connect to to
     issue this command.  You can ignore the result returned by the function;
     but if it reports an error, deal with that before proceeding.
    </para>

    <para>
     By default, <function>pg_start_backup</> can take a long time to finish.
     This is because it performs a checkpoint, and the I/O
     required for the checkpoint will be spread out over a significant
     period of time, by default half your inter-checkpoint interval
     (see the configuration parameter
     <xref linkend="guc-checkpoint-completion-target">).  Usually
     this is what you want, because it minimizes the impact on query
     processing.  If you just want to start the backup as soon as
     possible, use:
<programlisting>
SELECT pg_start_backup('label', true);
</programlisting>
     This forces the checkpoint to be done as quickly as possible.
    </para>
   </listitem>
   <listitem>
    <para>
     Perform the backup, using any convenient file-system-backup tool
     such as <application>tar</> or <application>cpio</>.  It is neither
     necessary nor desirable to stop normal operation of the database
     while you do this.
    </para>
   </listitem>
   <listitem>
    <para>
     Again connect to the database as a superuser, and issue the command:
<programlisting>
SELECT pg_stop_backup();
</programlisting>
     This terminates the backup mode and performs an automatic switch to
     the next WAL segment.  The reason for the switch is to arrange that
     the last WAL segment file written during the backup interval is
     immediately ready to archive.
    </para>
   </listitem>
   <listitem>
    <para>
     Once the WAL segment files used during the backup are archived, you are
     done.  The file identified by <function>pg_stop_backup</>'s result is
     the last segment that is required to form a complete set of backup files.
     <function>pg_stop_backup</> does not return until the last segment has
     been archived.
     Archiving of these files happens automatically since you have
     already configured <varname>archive_command</>. In most cases this
     happens quickly, but you are advised to monitor your archive
     system to ensure there are no delays.
     If the archive process has fallen behind
     because of failures of the archive command, it will keep retrying
     until the archive succeeds and the backup is complete.
     If you wish to place a time limit on the execution of
     <function>pg_stop_backup</>, set an appropriate
     <varname>statement_timeout</varname> value.
    </para>
   </listitem>
  </orderedlist>
   </para>

   <para>
    Some backup tools that you might wish to use emit warnings or errors
    if the files they are trying to copy change while the copy proceeds.
    This situation is normal, and not an error, when taking a base backup
    of an active database; so you need to ensure that you can distinguish
    complaints of this sort from real errors.  For example, some versions
    of <application>rsync</> return a separate exit code for
    <quote>vanished source files</>, and you can write a driver script to
    accept this exit code as a non-error case.  Also, some versions of
    GNU <application>tar</> return an error code indistinguishable from
    a fatal error if a file was truncated while <application>tar</> was
    copying it.  Fortunately, GNU <application>tar</> versions 1.16 and
    later exit with <literal>1</> if a file was changed during the backup,
    and <literal>2</> for other errors.
   </para>

   <para>
    It is not necessary to be very concerned about the amount of time elapsed
    between <function>pg_start_backup</> and the start of the actual backup,
    nor between the end of the backup and <function>pg_stop_backup</>; a
    few minutes' delay won't hurt anything.  (However, if you normally run the
    server with <varname>full_page_writes</> disabled, you might notice a drop
    in performance between <function>pg_start_backup</> and
    <function>pg_stop_backup</>, since <varname>full_page_writes</> is
    effectively forced on during backup mode.)  You must ensure that these
    steps are carried out in sequence without any possible
    overlap, or you will invalidate the backup.
   </para>

   <para>
    Be certain that your backup dump includes all of the files underneath
    the database cluster directory (e.g., <filename>/usr/local/pgsql/data</>).
    If you are using tablespaces that do not reside underneath this directory,
    be careful to include them as well (and be sure that your backup dump
    archives symbolic links as links, otherwise the restore will mess up
    your tablespaces).
   </para>

   <para>
    You can, however, omit from the backup dump the files within the
    <filename>pg_xlog/</> subdirectory of the cluster directory.  This
    slight complication is worthwhile because it reduces the risk
    of mistakes when restoring.  This is easy to arrange if
    <filename>pg_xlog/</> is a symbolic link pointing to someplace outside
    the cluster directory, which is a common setup anyway for performance
    reasons.
   </para>

   <para>
    To make use of the backup, you will need to keep around all the WAL
    segment files generated during and after the file system backup.
    To aid you in doing this, the <function>pg_stop_backup</> function
    creates a <firstterm>backup history file</> that is immediately
    stored into the WAL archive area. This file is named after the first
    WAL segment file that you need to have to make use of the backup.
    For example, if the starting WAL file is
    <literal>0000000100001234000055CD</> the backup history file will be
    named something like
    <literal>0000000100001234000055CD.007C9330.backup</>. (The second
    part of the file name stands for an exact position within the WAL
    file, and can ordinarily be ignored.) Once you have safely archived
    the file system backup and the WAL segment files used during the
    backup (as specified in the backup history file), all archived WAL
    segments with names numerically less are no longer needed to recover
    the file system backup and can be deleted. However, you should
    consider keeping several backup sets to be absolutely certain that
    you can recover your data.
   </para>

   <para>
    The backup history file is just a small text file. It contains the
    label string you gave to <function>pg_start_backup</>, as well as
    the starting and ending times and WAL segments of the backup.
    If you used the label to identify where the associated dump file is kept,
    then the archived history file is enough to tell you which dump file to
    restore, should you need to do so.
   </para>

   <para>
    Since you have to keep around all the archived WAL files back to your
    last base backup, the interval between base backups should usually be
    chosen based on how much storage you want to expend on archived WAL
    files.  You should also consider how long you are prepared to spend
    recovering, if recovery should be necessary &mdash; the system will have to
    replay all those WAL segments, and that could take awhile if it has
    been a long time since the last base backup.
   </para>

   <para>
    It's also worth noting that the <function>pg_start_backup</> function
    makes a file named <filename>backup_label</> in the database cluster
    directory, which is then removed again by <function>pg_stop_backup</>.
    This file will of course be archived as a part of your backup dump file.
    The backup label file includes the label string you gave to
    <function>pg_start_backup</>, as well as the time at which
    <function>pg_start_backup</> was run, and the name of the starting WAL
    file.  In case of confusion it will
    therefore be possible to look inside a backup dump file and determine
    exactly which backup session the dump file came from.
   </para>

   <para>
    It is also possible to make a backup dump while the server is
    stopped.  In this case, you obviously cannot use
    <function>pg_start_backup</> or <function>pg_stop_backup</>, and
    you will therefore be left to your own devices to keep track of which
    backup dump is which and how far back the associated WAL files go.
    It is generally better to follow the continuous archiving procedure above.
   </para>
  </sect2>

  <sect2 id="backup-pitr-recovery">
   <title>Recovering using a Continuous Archive Backup</title>

   <para>
    Okay, the worst has happened and you need to recover from your backup.
    Here is the procedure:
  <orderedlist>
   <listitem>
    <para>
     Stop the server, if it's running.
    </para>
   </listitem>
   <listitem>
    <para>
     If you have the space to do so,
     copy the whole cluster data directory and any tablespaces to a temporary
     location in case you need them later. Note that this precaution will
     require that you have enough free space on your system to hold two
     copies of your existing database. If you do not have enough space,
     you need at the least to copy the contents of the <filename>pg_xlog</>
     subdirectory of the cluster data directory, as it might contain logs which
     were not archived before the system went down.
    </para>
   </listitem>
   <listitem>
    <para>
     Clean out all existing files and subdirectories under the cluster data
     directory and under the root directories of any tablespaces you are using.
    </para>
   </listitem>
   <listitem>
    <para>
     Restore the database files from your base backup.  Be careful that they
     are restored with the right ownership (the database system user, not
     <literal>root</>!) and with the right permissions.  If you are using
     tablespaces,
     you should verify that the symbolic links in <filename>pg_tblspc/</>
     were correctly restored.
    </para>
   </listitem>
   <listitem>
    <para>
     Remove any files present in <filename>pg_xlog/</>; these came from the
     backup dump and are therefore probably obsolete rather than current.
     If you didn't archive <filename>pg_xlog/</> at all, then recreate it,
     being careful to ensure that you re-establish it as a symbolic link
     if you had it set up that way before.
    </para>
   </listitem>
   <listitem>
    <para>
     If you had unarchived WAL segment files that you saved in step 2,
     copy them into <filename>pg_xlog/</>.  (It is best to copy them,
     not move them, so that you still have the unmodified files if a
     problem occurs and you have to start over.)
    </para>
   </listitem>
   <listitem>
    <para>
     Create a recovery command file <filename>recovery.conf</> in the cluster
     data directory (see <xref linkend="recovery-config-settings">). You might
     also want to temporarily modify <filename>pg_hba.conf</> to prevent
     ordinary users from connecting until you are sure the recovery has worked.
    </para>
   </listitem>
   <listitem>
    <para>
     Start the server.  The server will go into recovery mode and
     proceed to read through the archived WAL files it needs.  Should the
     recovery be terminated because of an external error, the server can
     simply be restarted and it will continue recovery.  Upon completion
     of the recovery process, the server will rename
     <filename>recovery.conf</> to <filename>recovery.done</> (to prevent
     accidentally re-entering recovery mode in case of a crash later) and then
     commence normal database operations.
    </para>
   </listitem>
   <listitem>
    <para>
     Inspect the contents of the database to ensure you have recovered to
     where you want to be.  If not, return to step 1.  If all is well,
     let in your users by restoring <filename>pg_hba.conf</> to normal.
    </para>
   </listitem>
  </orderedlist>
   </para>

   <para>
    The key part of all this is to set up a recovery command file that
    describes how you want to recover and how far the recovery should
    run.  You can use <filename>recovery.conf.sample</> (normally
    installed in the installation <filename>share/</> directory) as a
    prototype.  The one thing that you absolutely must specify in
    <filename>recovery.conf</> is the <varname>restore_command</>,
    which tells <productname>PostgreSQL</> how to get back archived
    WAL file segments.  Like the <varname>archive_command</>, this is
    a shell command string.  It can contain <literal>%f</>, which is
    replaced by the name of the desired log file, and <literal>%p</>,
    which is replaced by the path name to copy the log file to.
    (The path name is relative to the current working directory,
    i.e., the cluster's data directory.)
    Write <literal>%%</> if you need to embed an actual <literal>%</>
    character in the command.  The simplest useful command is
    something like:
<programlisting>
restore_command = 'cp /mnt/server/archivedir/%f %p'
</programlisting>
    which will copy previously archived WAL segments from the directory
    <filename>/mnt/server/archivedir</>.  You could of course use something
    much more complicated, perhaps even a shell script that requests the
    operator to mount an appropriate tape.
   </para>

   <para>
    It is important that the command return nonzero exit status on failure.
    The command <emphasis>will</> be asked for files that are not present
    in the archive; it must return nonzero when so asked.  This is not an
    error condition.  Not all of the requested files will be WAL segment
    files; you should also expect requests for files with a suffix of
    <literal>.backup</> or <literal>.history</>. Also be aware that
    the base name of the <literal>%p</> path will be different from
    <literal>%f</>; do not expect them to be interchangeable.
   </para>

   <para>
    WAL segments that cannot be found in the archive will be sought in
    <filename>pg_xlog/</>; this allows use of recent un-archived segments.
    However segments that are available from the archive will be used in
    preference to files in <filename>pg_xlog/</>.  The system will not
    overwrite the existing contents of <filename>pg_xlog/</> when retrieving
    archived files.
   </para>

   <para>
    Normally, recovery will proceed through all available WAL segments,
    thereby restoring the database to the current point in time (or as
    close as we can get given the available WAL segments).  So a normal
    recovery will end with a <quote>file not found</> message, the exact text
    of the error message depending upon your choice of
    <varname>restore_command</>.  You may also see an error message
    at the start of recovery for a file named something like
    <filename>00000001.history</>.  This is also normal and does not
    indicate a problem in simple recovery situations. See
    <xref linkend="backup-timelines"> for discussion.
   </para>

   <para>
    If you want to recover to some previous point in time (say, right before
    the junior DBA dropped your main transaction table), just specify the
    required stopping point in <filename>recovery.conf</>.  You can specify
    the stop point, known as the <quote>recovery target</>, either by
    date/time or by completion of a specific transaction ID.  As of this
    writing only the date/time option is very usable, since there are no tools
    to help you identify with any accuracy which transaction ID to use.
   </para>

   <note>
     <para>
      The stop point must be after the ending time of the base backup, i.e.,
      the end time of <function>pg_stop_backup</>.  You cannot use a base backup
      to recover to a time when that backup was still going on.  (To
      recover to such a time, you must go back to your previous base backup
      and roll forward from there.)
     </para>
   </note>

   <para>
    If recovery finds a corruption in the WAL data then recovery will
    complete at that point and the server will not start. In such a case the
    recovery process could be re-run from the beginning, specifying a
    <quote>recovery target</> before the point of corruption so that recovery
    can complete normally.
    If recovery fails for an external reason, such as a system crash or
    if the WAL archive has become inaccessible, then the recovery can simply
    be restarted and it will restart almost from where it failed.
    Recovery restart works much like checkpointing in normal operation:
    the server periodically forces all its state to disk, and then updates
    the <filename>pg_control</> file to indicate that the already-processed
    WAL data need not be scanned again.
   </para>


    <sect3 id="recovery-config-settings" xreflabel="Recovery Settings">
     <title>Recovery Settings</title>

     <para>
      These settings can only be made in the <filename>recovery.conf</>
      file, and apply only for the duration of the recovery. They must be
      reset for any subsequent recovery you wish to perform. They cannot be
      changed once recovery has begun.
      The parameters for streaming replication are described in <xref
      linkend="replication-config-settings">.
     </para>

     <variablelist>

     <varlistentry id="restore-command" xreflabel="restore_command">
      <term><varname>restore_command</varname> (<type>string</type>)</term>
      <listitem>
       <para>
        The shell command to execute to retrieve an archived segment of
        the WAL file series. This parameter is required for archive recovery,
        but optional for streaming replication.
        Any <literal>%f</> in the string is
        replaced by the name of the file to retrieve from the archive,
        and any <literal>%p</> is replaced by the path name to copy
        it to on the server.
        (The path name is relative to the current working directory,
        i.e., the cluster's data directory.)
        Any <literal>%r</> is replaced by the name of the file containing the
        last valid restart point. That is the earliest file that must be kept
        to allow a restore to be restartable, so this information can be used
        to truncate the archive to just the minimum required to support
        restart from the current restore. <literal>%r</> would typically be
        used in a warm-standby configuration
        (see <xref linkend="warm-standby">).
        Write <literal>%%</> to embed an actual <literal>%</> character
        in the command.
       </para>
       <para>
        It is important for the command to return a zero exit status if and
        only if it succeeds.  The command <emphasis>will</> be asked for file
        names that are not present in the archive; it must return nonzero
        when so asked.  Examples:
<programlisting>
restore_command = 'cp /mnt/server/archivedir/%f "%p"'
restore_command = 'copy "C:\\server\\archivedir\\%f" "%p"'  # Windows
</programlisting>
       </para>
      </listitem>
     </varlistentry>

     <varlistentry id="recovery-end-command" xreflabel="recovery_end_command">
      <term><varname>recovery_end_command</varname> (<type>string</type>)</term>
      <listitem>
       <para>
        This parameter specifies a shell command that will be executed once only
        at the end of recovery. This parameter is optional. The purpose of the
        <varname>recovery_end_command</> is to provide a mechanism for cleanup
        following replication or recovery.
        Any <literal>%r</> is replaced by the name of the file
        containing the last valid restart point. That is the earliest file that
        must be kept to allow a restore to be restartable, so this information
        can be used to truncate the archive to just the minimum required to
        support restart from the current restore. <literal>%r</> would
        typically be used in a warm-standby configuration
        (see <xref linkend="warm-standby">).
        Write <literal>%%</> to embed an actual <literal>%</> character
        in the command.
       </para>
       <para>
        If the command returns a non-zero exit status then a WARNING log
        message will be written and the database will proceed to start up
        anyway.  An exception is that if the command was terminated by a
        signal, the database will not proceed with startup.
       </para>
      </listitem>
     </varlistentry>

     <varlistentry id="recovery-target-time" xreflabel="recovery_target_time">
      <term><varname>recovery_target_time</varname>
           (<type>timestamp</type>)
      </term>
      <listitem>
       <para>
        This parameter specifies the time stamp up to which recovery
        will proceed.
        At most one of <varname>recovery_target_time</> and
        <xref linkend="recovery-target-xid"> can be specified.
        The default is to recover to the end of the WAL log.
        The precise stopping point is also influenced by
        <xref linkend="recovery-target-inclusive">.
       </para>
      </listitem>
     </varlistentry>

     <varlistentry id="recovery-target-xid" xreflabel="recovery_target_xid">
      <term><varname>recovery_target_xid</varname> (<type>string</type>)</term>
      <listitem>
       <para>
        This parameter specifies the transaction ID up to which recovery
        will proceed. Keep in mind
        that while transaction IDs are assigned sequentially at transaction
        start, transactions can complete in a different numeric order.
        The transactions that will be recovered are those that committed
        before (and optionally including) the specified one.
        At most one of <varname>recovery_target_xid</> and
        <xref linkend="recovery-target-time"> can be specified.
        The default is to recover to the end of the WAL log.
        The precise stopping point is also influenced by
        <xref linkend="recovery-target-inclusive">.
       </para>
      </listitem>
     </varlistentry>

     <varlistentry id="recovery-target-inclusive"
                   xreflabel="recovery_target_inclusive">
      <term><varname>recovery_target_inclusive</varname>
        (<type>boolean</type>)
      </term>
      <listitem>
       <para>
        Specifies whether we stop just after the specified recovery target
        (<literal>true</literal>), or just before the recovery target
        (<literal>false</literal>).
        Applies to both <xref linkend="recovery-target-time">
        and <xref linkend="recovery-target-xid">, whichever one is
        specified for this recovery.  This indicates whether transactions
        having exactly the target commit time or ID, respectively, will
        be included in the recovery.  Default is <literal>true</>.
       </para>
      </listitem>
     </varlistentry>

     <varlistentry id="recovery-target-timeline"
                   xreflabel="recovery_target_timeline">
      <term><varname>recovery_target_timeline</varname>
        (<type>string</type>)
      </term>
      <listitem>
       <para>
        Specifies recovering into a particular timeline.  The default is
        to recover along the same timeline that was current when the
        base backup was taken.  You would only need to set this parameter
        in complex re-recovery situations, where you need to return to
        a state that itself was reached after a point-in-time recovery.
        See <xref linkend="backup-timelines"> for discussion.
       </para>
      </listitem>
     </varlistentry>

   </variablelist>

   </sect3>

  </sect2>

  <sect2 id="backup-timelines">
   <title>Timelines</title>

  <indexterm zone="backup">
   <primary>timelines</primary>
  </indexterm>

   <para>
    The ability to restore the database to a previous point in time creates
    some complexities that are akin to science-fiction stories about time
    travel and parallel universes.  In the original history of the database,
    perhaps you dropped a critical table at 5:15PM on Tuesday evening, but
    didn't realize your mistake until Wednesday noon.
    Unfazed, you get out your backup, restore to the point-in-time 5:14PM
    Tuesday evening, and are up and running.  In <emphasis>this</> history of
    the database universe, you never dropped the table at all.  But suppose
    you later realize this wasn't such a great idea after all, and would like
    to return to sometime Wednesday morning in the original history.
    You won't be able
    to if, while your database was up-and-running, it overwrote some of the
    sequence of WAL segment files that led up to the time you now wish you
    could get back to.  So you really want to distinguish the series of
    WAL records generated after you've done a point-in-time recovery from
    those that were generated in the original database history.
   </para>

   <para>
    To deal with these problems, <productname>PostgreSQL</> has a notion
    of <firstterm>timelines</>.  Whenever an archive recovery is completed,
    a new timeline is created to identify the series of WAL records
    generated after that recovery.  The timeline
    ID number is part of WAL segment file names, and so a new timeline does
    not overwrite the WAL data generated by previous timelines.  It is
    in fact possible to archive many different timelines.  While that might
    seem like a useless feature, it's often a lifesaver.  Consider the
    situation where you aren't quite sure what point-in-time to recover to,
    and so have to do several point-in-time recoveries by trial and error
    until you find the best place to branch off from the old history.  Without
    timelines this process would soon generate an unmanageable mess.  With
    timelines, you can recover to <emphasis>any</> prior state, including
    states in timeline branches that you later abandoned.
   </para>

   <para>
    Each time a new timeline is created, <productname>PostgreSQL</> creates
    a <quote>timeline history</> file that shows which timeline it branched
    off from and when.  These history files are necessary to allow the system
    to pick the right WAL segment files when recovering from an archive that
    contains multiple timelines.  Therefore, they are archived into the WAL
    archive area just like WAL segment files.  The history files are just
    small text files, so it's cheap and appropriate to keep them around
    indefinitely (unlike the segment files which are large).  You can, if
    you like, add comments to a history file to make your own notes about
    how and why this particular timeline came to be.  Such comments will be
    especially valuable when you have a thicket of different timelines as
    a result of experimentation.
   </para>

   <para>
    The default behavior of recovery is to recover along the same timeline
    that was current when the base backup was taken.  If you want to recover
    into some child timeline (that is, you want to return to some state that
    was itself generated after a recovery attempt), you need to specify the
    target timeline ID in <filename>recovery.conf</>.  You cannot recover into
    timelines that branched off earlier than the base backup.
   </para>
  </sect2>

  <sect2 id="backup-tips">
   <title>Tips and Examples</title>

   <para>
    Some tips for configuring continuous archiving are given here.
   </para>

    <sect3 id="backup-standalone">
     <title>Standalone hot backups</title>

     <para>
      It is possible to use <productname>PostgreSQL</>'s backup facilities to
      produce standalone hot backups. These are backups that cannot be used
      for point-in-time recovery, yet are typically much faster to backup and
      restore than <application>pg_dump</> dumps.  (They are also much larger
      than <application>pg_dump</> dumps, so in some cases the speed advantage
      could be negated.)
     </para>

     <para>
      To prepare for standalone hot backups, set <varname>archive_mode</> to
      <literal>on</>, and set up an <varname>archive_command</> that performs
      archiving only when a <quote>switch file</> exists.  For example:
<programlisting>
archive_command = 'test ! -f /var/lib/pgsql/backup_in_progress || cp -i %p /var/lib/pgsql/archive/%f &lt; /dev/null'
</programlisting>
      This command will perform archiving when
      <filename>/var/lib/pgsql/backup_in_progress</> exists, and otherwise
      silently return zero exit status (allowing <productname>PostgreSQL</>
      to recycle the unwanted WAL file).
     </para>

     <para>
      With this preparation, a backup can be taken using a script like the
      following:
<programlisting>
touch /var/lib/pgsql/backup_in_progress
psql -c "select pg_start_backup('hot_backup');"
tar -cf /var/lib/pgsql/backup.tar /var/lib/pgsql/data/
psql -c "select pg_stop_backup();"
rm /var/lib/pgsql/backup_in_progress
tar -rf /var/lib/pgsql/backup.tar /var/lib/pgsql/archive/
</programlisting>
      The switch file <filename>/var/lib/pgsql/backup_in_progress</> is
      created first, enabling archiving of completed WAL files to occur.
      After the backup the switch file is removed. Archived WAL files are
      then added to the backup so that both base backup and all required
      WAL files are part of the same <application>tar</> file.
      Please remember to add error handling to your backup scripts.
     </para>

     <para>
      If archive storage size is a concern, use <application>pg_compresslog</>,
      <ulink url="http://pglesslog.projects.postgresql.org"></ulink>, to
      remove unnecessary <xref linkend="guc-full-page-writes"> and trailing
      space from the WAL files.  You can then use
      <application>gzip</application> to further compress the output of
      <application>pg_compresslog</>:
<programlisting>
archive_command = 'pg_compresslog %p - | gzip &gt; /var/lib/pgsql/archive/%f'
</programlisting>
      You will then need to use <application>gunzip</> and
      <application>pg_decompresslog</> during recovery:
<programlisting>
restore_command = 'gunzip &lt; /mnt/server/archivedir/%f | pg_decompresslog - %p'
</programlisting>
     </para>
    </sect3>

    <sect3 id="backup-scripts">
     <title><varname>archive_command</varname> scripts</title>

     <para>
      Many people choose to use scripts to define their
      <varname>archive_command</varname>, so that their
      <filename>postgresql.conf</> entry looks very simple:
<programlisting>
archive_command = 'local_backup_script.sh'
</programlisting>
      Using a separate script file is advisable any time you want to use
      more than a single command in the archiving process.
      This allows all complexity to be managed within the script, which
      can be written in a popular scripting language such as
      <application>bash</> or <application>perl</>.
      Any messages written to <literal>stderr</> from the script will appear
      in the database server log, allowing complex configurations to be
      diagnosed easily if they fail.
     </para>

     <para>
      Examples of requirements that might be solved within a script include:
      <itemizedlist>
       <listitem>
        <para>
         Copying data to secure off-site data storage
        </para>
       </listitem>
       <listitem>
        <para>
         Batching WAL files so that they are transferred every three hours,
         rather than one at a time
        </para>
       </listitem>
       <listitem>
        <para>
         Interfacing with other backup and recovery software
        </para>
       </listitem>
       <listitem>
        <para>
         Interfacing with monitoring software to report errors
        </para>
       </listitem>
      </itemizedlist>
     </para>
    </sect3>
  </sect2>

  <sect2 id="continuous-archiving-caveats">
   <title>Caveats</title>

   <para>
    At this writing, there are several limitations of the continuous archiving
    technique.  These will probably be fixed in future releases:

  <itemizedlist>
   <listitem>
    <para>
     Operations on hash indexes are not presently WAL-logged, so
     replay will not update these indexes.  This will mean that any new inserts
     will be ignored by the index, updated rows will apparently disappear and
     deleted rows will still retain pointers. In other words, if you modify a
     table with a hash index on it then you will get incorrect query results
     on a standby server.  When recovery completes it is recommended that you
     manually <xref linkend="sql-reindex" endterm="sql-reindex-title">
     each such index after completing a recovery operation.
    </para>
   </listitem>

   <listitem>
    <para>
     If a <xref linkend="sql-createdatabase" endterm="sql-createdatabase-title">
     command is executed while a base backup is being taken, and then
     the template database that the <command>CREATE DATABASE</> copied
     is modified while the base backup is still in progress, it is
     possible that recovery will cause those modifications to be
     propagated into the created database as well.  This is of course
     undesirable.  To avoid this risk, it is best not to modify any
     template databases while taking a base backup.
    </para>
   </listitem>

   <listitem>
    <para>
     <xref linkend="sql-createtablespace" endterm="sql-createtablespace-title">
     commands are WAL-logged with the literal absolute path, and will
     therefore be replayed as tablespace creations with the same
     absolute path.  This might be undesirable if the log is being
     replayed on a different machine.  It can be dangerous even if the
     log is being replayed on the same machine, but into a new data
     directory: the replay will still overwrite the contents of the
     original tablespace.  To avoid potential gotchas of this sort,
     the best practice is to take a new base backup after creating or
     dropping tablespaces.
    </para>
   </listitem>
  </itemizedlist>
   </para>

   <para>
    It should also be noted that the default <acronym>WAL</acronym>
    format is fairly bulky since it includes many disk page snapshots.
    These page snapshots are designed to support crash recovery, since
    we might need to fix partially-written disk pages.  Depending on
    your system hardware and software, the risk of partial writes might
    be small enough to ignore, in which case you can significantly
    reduce the total volume of archived logs by turning off page
    snapshots using the <xref linkend="guc-full-page-writes">
    parameter.  (Read the notes and warnings in <xref linkend="wal">
    before you do so.)  Turning off page snapshots does not prevent
    use of the logs for PITR operations.  An area for future
    development is to compress archived WAL data by removing
    unnecessary page copies even when <varname>full_page_writes</> is
    on.  In the meantime, administrators might wish to reduce the number
    of page snapshots included in WAL by increasing the checkpoint
    interval parameters as much as feasible.
   </para>
  </sect2>
 </sect1>

 <sect1 id="warm-standby">
  <title>Warm Standby Servers for High Availability</title>

  <indexterm zone="backup">
   <primary>warm standby</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>PITR standby</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>standby server</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>log shipping</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>witness server</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>STONITH</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>high availability</primary>
  </indexterm>

  <para>
   Continuous archiving can be used to create a <firstterm>high
   availability</> (HA) cluster configuration with one or more
   <firstterm>standby servers</> ready to take over operations if the
   primary server fails. This capability is widely referred to as
   <firstterm>warm standby</> or <firstterm>log shipping</>.
  </para>

  <para>
   The primary and standby server work together to provide this capability,
   though the servers are only loosely coupled. The primary server operates
   in continuous archiving mode, while each standby server operates in
   continuous recovery mode, reading the WAL files from the primary. No
   changes to the database tables are required to enable this capability,
   so it offers low administration overhead in comparison with some other
   replication approaches. This configuration also has relatively low
   performance impact on the primary server.
  </para>

  <para>
   Directly moving WAL records from one database server to another
   is typically described as log shipping. <productname>PostgreSQL</>
   implements file-based log shipping, which means that WAL records are
   transferred one file (WAL segment) at a time. WAL files (16MB) can be
   shipped easily and cheaply over any distance, whether it be to an
   adjacent system, another system on the same site or another system on
   the far side of the globe. The bandwidth required for this technique
   varies according to the transaction rate of the primary server.
   Record-based log shipping is also possible with custom-developed
   procedures, as discussed in <xref linkend="warm-standby-record">.
  </para>

  <para>
   It should be noted that the log shipping is asynchronous, i.e., the WAL
   records are shipped after transaction commit. As a result there is a
   window for data loss should the primary server suffer a catastrophic
   failure: transactions not yet shipped will be lost.  The length of the
   window of data loss can be limited by use of the
   <varname>archive_timeout</varname> parameter, which can be set as low
   as a few seconds if required.  However such low settings will
   substantially increase the bandwidth requirements for file shipping.
   If you need a window of less than a minute or so, it's probably better
   to look into record-based log shipping.
  </para>

  <para>
   The standby server is not available for access, since it is continually
   performing recovery processing. Recovery performance is sufficiently
   good that the standby will typically be only moments away from full
   availability once it has been activated. As a result, we refer to this
   capability as a warm standby configuration that offers high
   availability. Restoring a server from an archived base backup and
   rollforward will take considerably longer, so that technique only
   offers a solution for disaster recovery, not high availability.
  </para>

  <sect2 id="warm-standby-planning">
   <title>Planning</title>

   <para>
    It is usually wise to create the primary and standby servers
    so that they are as similar as possible, at least from the
    perspective of the database server.  In particular, the path names
    associated with tablespaces will be passed across as-is, so both
    primary and standby servers must have the same mount paths for
    tablespaces if that feature is used.  Keep in mind that if
    <xref linkend="sql-createtablespace" endterm="sql-createtablespace-title">
    is executed on the primary, any new mount point needed for it must
    be created on both the primary and all standby servers before the command
    is executed. Hardware need not be exactly the same, but experience shows
    that maintaining two identical systems is easier than maintaining two
    dissimilar ones over the lifetime of the application and system.
    In any case the hardware architecture must be the same &mdash; shipping
    from, say, a 32-bit to a 64-bit system will not work.
   </para>

   <para>
    In general, log shipping between servers running different major
    <productname>PostgreSQL</> release
    levels will not be possible. It is the policy of the PostgreSQL Global
    Development Group not to make changes to disk formats during minor release
    upgrades, so it is likely that running different minor release levels
    on primary and standby servers will work successfully. However, no
    formal support for that is offered and you are advised to keep primary
    and standby servers at the same release level as much as possible.
    When updating to a new minor release, the safest policy is to update
    the standby servers first &mdash; a new minor release is more likely
    to be able to read WAL files from a previous minor release than vice
    versa.
   </para>

   <para>
    There is no special mode required to enable a standby server. The
    operations that occur on both primary and standby servers are entirely
    normal continuous archiving and recovery tasks. The only point of
    contact between the two database servers is the archive of WAL files
    that both share: primary writing to the archive, standby reading from
    the archive. Care must be taken to ensure that WAL archives for separate
    primary servers do not become mixed together or confused. The archive
    need not be large, if it is only required for the standby operation.
   </para>

   <para>
    The magic that makes the two loosely coupled servers work together is
    simply a <varname>restore_command</> used on the standby that,
    when asked for the next WAL file, waits for it to become available from
    the primary. The <varname>restore_command</> is specified in the
    <filename>recovery.conf</> file on the standby server. Normal recovery
    processing would request a file from the WAL archive, reporting failure
    if the file was unavailable.  For standby processing it is normal for
    the next WAL file to be unavailable, so we must be patient and wait for
    it to appear. For files ending in <literal>.backup</> or
    <literal>.history</> there is no need to wait, and a non-zero return
    code must be returned. A waiting <varname>restore_command</> can be
    written as a custom script that loops after polling for the existence of
    the next WAL file. There must also be some way to trigger failover, which
    should interrupt the <varname>restore_command</>, break the loop and
    return a file-not-found error to the standby server. This ends recovery
    and the standby will then come up as a normal server.
   </para>

   <para>
    Pseudocode for a suitable <varname>restore_command</> is:
<programlisting>
triggered = false;
while (!NextWALFileReady() &amp;&amp; !triggered)
{
    sleep(100000L);         /* wait for ~0.1 sec */
    if (CheckForExternalTrigger())
        triggered = true;
}
if (!triggered)
        CopyWALFileForRecovery();
</programlisting>
   </para>

   <para>
    A working example of a waiting <varname>restore_command</> is provided
    as a <filename>contrib</> module named <application>pg_standby</>. It
    should be used as a reference on how to correctly implement the logic
    described above. It can also be extended as needed to support specific
    configurations or environments.
   </para>

   <para>
    <productname>PostgreSQL</productname> does not provide the system
    software required to identify a failure on the primary and notify
    the standby system and then the standby database server. Many such
    tools exist and are well integrated with other aspects required for
    successful failover, such as IP address migration.
   </para>

   <para>
    The means for triggering failover is an important part of planning and
    design. The <varname>restore_command</> is executed in full once
    for each WAL file. The process running the <varname>restore_command</>
    is therefore created and dies for each file, so there is no daemon
    or server process and so we cannot use signals and a signal
    handler. A more permanent notification is required to trigger the
    failover. It is possible to use a simple timeout facility,
    especially if used in conjunction with a known
    <varname>archive_timeout</> setting on the primary. This is
    somewhat error prone since a network problem or busy primary server might
    be sufficient to initiate failover. A notification mechanism such
    as the explicit creation of a trigger file is less error prone, if
    this can be arranged.
   </para>

   <para>
    The size of the WAL archive can be minimized by using the <literal>%r</>
    option of the <varname>restore_command</>. This option specifies the
    last archive file name that needs to be kept to allow the recovery to
    restart correctly. This can be used to truncate the archive once
    files are no longer required, if the archive is writable from the
    standby server.
   </para>
  </sect2>

  <sect2 id="warm-standby-config">
   <title>Implementation</title>

   <para>
    The short procedure for configuring a standby server is as follows. For
    full details of each step, refer to previous sections as noted.
    <orderedlist>
     <listitem>
      <para>
       Set up primary and standby systems as near identically as
       possible, including two identical copies of
       <productname>PostgreSQL</> at the same release level.
      </para>
     </listitem>
     <listitem>
      <para>
       Set up continuous archiving from the primary to a WAL archive located
       in a directory on the standby server. Ensure that
       <xref linkend="guc-archive-mode">,
       <xref linkend="guc-archive-command"> and
       <xref linkend="guc-archive-timeout">
       are set appropriately on the primary
       (see <xref linkend="backup-archiving-wal">).
      </para>
     </listitem>
     <listitem>
      <para>
       Make a base backup of the primary server (see <xref
       linkend="backup-base-backup">), and load this data onto the standby.
      </para>
     </listitem>
     <listitem>
      <para>
       Begin recovery on the standby server from the local WAL
       archive, using a <filename>recovery.conf</> that specifies a
       <varname>restore_command</> that waits as described
       previously (see <xref linkend="backup-pitr-recovery">).
      </para>
     </listitem>
    </orderedlist>
   </para>

   <para>
    Recovery treats the WAL archive as read-only, so once a WAL file has
    been copied to the standby system it can be copied to tape at the same
    time as it is being read by the standby database server.
    Thus, running a standby server for high availability can be performed at
    the same time as files are stored for longer term disaster recovery
    purposes.
   </para>

   <para>
    For testing purposes, it is possible to run both primary and standby
    servers on the same system. This does not provide any worthwhile
    improvement in server robustness, nor would it be described as HA.
   </para>
  </sect2>

  <sect2 id="warm-standby-failover">
   <title>Failover</title>

   <para>
    If the primary server fails then the standby server should begin
    failover procedures.
   </para>

   <para>
    If the standby server fails then no failover need take place. If the
    standby server can be restarted, even some time later, then the recovery
    process can also be immediately restarted, taking advantage of
    restartable recovery. If the standby server cannot be restarted, then a
    full new standby server instance should be created.
   </para>

   <para>
    If the primary server fails and then immediately restarts, you must have
    a mechanism for informing it that it is no longer the primary. This is
    sometimes known as STONITH (Shoot the Other Node In The Head), which is
    necessary to avoid situations where both systems think they are the
    primary, which will lead to confusion and ultimately data loss.
   </para>

   <para>
    Many failover systems use just two systems, the primary and the standby,
    connected by some kind of heartbeat mechanism to continually verify the
    connectivity between the two and the viability of the primary. It is
    also possible to use a third system (called a witness server) to prevent
    some cases of inappropriate failover, but the additional complexity
    might not be worthwhile unless it is set up with sufficient care and
    rigorous testing.
   </para>

   <para>
    Once failover to the standby occurs, we have only a
    single server in operation. This is known as a degenerate state.
    The former standby is now the primary, but the former primary is down
    and might stay down.  To return to normal operation we must
    fully recreate a standby server,
    either on the former primary system when it comes up, or on a third,
    possibly new, system. Once complete the primary and standby can be
    considered to have switched roles. Some people choose to use a third
    server to provide backup to the new primary until the new standby
    server is recreated,
    though clearly this complicates the system configuration and
    operational processes.
   </para>

   <para>
    So, switching from primary to standby server can be fast but requires
    some time to re-prepare the failover cluster. Regular switching from
    primary to standby is useful, since it allows regular downtime on
    each system for maintenance. This also serves as a test of the
    failover mechanism to ensure that it will really work when you need it.
    Written administration procedures are advised.
   </para>
  </sect2>

  <sect2 id="warm-standby-record">
   <title>Record-based Log Shipping</title>

   <para>
    <productname>PostgreSQL</productname> directly supports file-based
    log shipping as described above. It is also possible to implement
    record-based log shipping, though this requires custom development.
   </para>

   <para>
    An external program can call the <function>pg_xlogfile_name_offset()</>
    function (see <xref linkend="functions-admin">)
    to find out the file name and the exact byte offset within it of
    the current end of WAL.  It can then access the WAL file directly
    and copy the data from the last known end of WAL through the current end
    over to the standby server(s).  With this approach, the window for data
    loss is the polling cycle time of the copying program, which can be very
    small, but there is no wasted bandwidth from forcing partially-used
    segment files to be archived.  Note that the standby servers'
    <varname>restore_command</> scripts still deal in whole WAL files,
    so the incrementally copied data is not ordinarily made available to
    the standby servers.  It is of use only when the primary dies &mdash;
    then the last partial WAL file is fed to the standby before allowing
    it to come up.  So correct implementation of this process requires
    cooperation of the <varname>restore_command</> script with the data
    copying program.
   </para>

   <para>
    Starting with <productname>PostgreSQL</> version 8.5, you can use
    streaming replication (see <xref linkend="streaming-replication">) to
    achieve the same with less effort.
   </para>
  </sect2>

  <sect2 id="streaming-replication">
   <title>Streaming Replication</title>

   <para>
    <productname>PostgreSQL</> includes a simple streaming replication
    mechanism, which lets the standby server to stay more up-to-date than
    file-based replication allows. The standby connects to the primary
    and the primary starts streaming WAL records from where the standby
    left off, and continues streaming them as they are generated, without
    waiting for the WAL file to be filled. So with streaming replication,
    <varname>archive_timeout</> does not need to be configured.
   </para>

   <para>
    Streaming replication relies on file-based continuous archiving for
    making the base backup and for allowing a standby to catch up if it's
    disconnected from the primary for long enough for the primary to
    delete old WAL files still required by the standby.
   </para>

   <sect3 id="streaming-replication-setup">
    <title>Setup</title>
    <para>
     The short procedure for configuring streaming replication is as follows.
     For full details of each step, refer to other sections as noted.
     <orderedlist>
      <listitem>
       <para>
        Set up primary and standby systems as near identically as possible,
        including two identical copies of <productname>PostgreSQL</> at the
        same release level.
       </para>
      </listitem>
     <listitem>
      <para>
       Set up continuous archiving from the primary to a WAL archive located
       in a directory on the standby server. Ensure that
       <xref linkend="guc-archive-mode">,
       <xref linkend="guc-archive-command"> and
       <xref linkend="guc-archive-timeout">
       are set appropriately on the primary
       (see <xref linkend="backup-archiving-wal">).
      </para>
     </listitem>

     <listitem>
      <para>
       Set up connections and authentication so that the standby server can
       successfully connect to the pseudo <literal>replication</> database of
       the primary server (see
       <xref linkend="streaming-replication-authentication">). Ensure that
       <xref linkend="guc-listen-addresses"> and <filename>pg_hba.conf</> are
       configured appropriately on the primary.
      </para>
      <para>
       On systems that support the keepalive socket option, setting
       <xref linkend="guc-tcp-keepalives-idle">,
       <xref linkend="guc-tcp-keepalives-interval"> and
       <xref linkend="guc-tcp-keepalives-count"> helps you to find the
       troubles with replication (e.g., the network outage or the failure of
       the standby server) as soon as possible.
      </para>
     </listitem>
     <listitem>
      <para>
       Set the maximum number of concurrent connections from the standby servers
       (see <xref linkend="guc-max-wal-senders"> for details).
      </para>
     </listitem>
     <listitem>
      <para>
       Enable WAL archiving in the primary server because we need to make a base
       backup of it later (see <xref linkend="guc-archive-mode"> and
       <xref linkend="guc-archive-command"> for details).
      </para>
     </listitem>
     <listitem>
      <para>
       Start the <productname>PostgreSQL</> server on the primary.
      </para>
     </listitem>
     <listitem>
      <para>
       Make a base backup of the primary server (see
       <xref linkend="backup-base-backup">), and load this data onto the
       standby. Note that all files present in <filename>pg_xlog</>
       and <filename>pg_xlog/archive_status</> on the <emphasis>standby</>
       server should be removed because they might be obsolete.
      </para>
     </listitem>
     <listitem>
      <para>
       Set up WAL archiving, connections and authentication like the primary
       server, because the standby server might work as a primary server after
       failover. Ensure that your settings are consistent with the
       <emphasis>future</> environment after the primary and the standby
       server are interchanged by failover. If you're setting up the standby
       server for e.g reporting purposes, with no plans to fail over to it,
       configure the standby accordingly.
      </para>
     </listitem>
     <listitem>
      <para>
       Create a recovery command file <filename>recovery.conf</> in the data
       directory on the standby server.
      </para>

      <variablelist id="replication-config-settings" xreflabel="Replication Settings">
       <varlistentry id="standby-mode" xreflabel="standby_mode">
        <term><varname>standby_mode</varname> (<type>boolean</type>)</term>
        <listitem>
         <para>
          Specifies whether to start the <productname>PostgreSQL</> server as
          a standby. If this parameter is <literal>on</>, the streaming
          replication is enabled and the standby server will try to connect
          to the primary to receive and apply WAL records continuously. The
          default is <literal>off</>, which allows only an archive recovery
          without replication. So, streaming replication requires this
          parameter to be explicitly set to <literal>on</>.
         </para>
        </listitem>
       </varlistentry>
       <varlistentry id="primary-conninfo" xreflabel="primary_conninfo">
        <term><varname>primary_conninfo</varname> (<type>string</type>)</term>
        <listitem>
         <para>
          Specifies a connection string which is used for the standby server
          to connect with the primary. This string is in the same format as
          described in <xref linkend="libpq-connect">. If any option is
          unspecified in this string, then the corresponding environment
          variable (see <xref linkend="libpq-envars">) is checked. If the
          environment variable is not set either, then the indicated built-in
          defaults are used.
         </para>
         <para>
          The built-in replication requires that a host name (or host address)
          or port number which the primary server listens on should be
          specified in this string, respectively. Also ensure that a role with
          the <literal>SUPERUSER</> and <literal>LOGIN</> privileges on the
          primary is set (see
          <xref linkend="streaming-replication-authentication">). Note that
          the password needs to be set if the primary demands password
          authentication.
         </para>
        </listitem>
       </varlistentry>
       <varlistentry id="trigger-file" xreflabel="trigger_file">
        <term><varname>trigger_file</varname> (<type>string</type>)</term>
        <listitem>
         <para>
          Specifies a trigger file whose presence activates the standby.
          If no trigger file is specified, the standby never exits
          recovery.
         </para>
        </listitem>
       </varlistentry>
      </variablelist>
     </listitem>
     <listitem>
      <para>
       Start the <productname>PostgreSQL</> server on the standby. The standby
       server will go into recovery mode and proceeds to receive WAL records
       from the primary and apply them continuously.
      </para>
     </listitem>
     </orderedlist>
    </para>
   </sect3>
   <sect3 id="streaming-replication-authentication">
    <title>Authentication</title>
    <para>
     It's very important that the access privilege for replication are set
     properly so that only trusted users can read the WAL stream, because it's
     easy to extract serious information from it.
    </para>
    <para>
     Only superuser is allowed to connect to the primary as the replication
     standby. So a role with the <literal>SUPERUSER</> and <literal>LOGIN</>
     privileges needs to be created in the primary.
    </para>
    <para>
     Client authentication for replication is controlled by the
     <filename>pg_hba.conf</> record specifying <literal>replication</> in the
     <replaceable>database</> field. For example, if the standby is running on
     host IP <literal>192.168.1.100</> and the superuser's name for replication
     is <literal>foo</>, the administrator can add the following line to the
     <filename>pg_hba.conf</> file on the primary.

<programlisting>
# Allow the user "foo" from host 192.168.1.100 to connect to the primary
# as a replication standby if the user's password is correctly supplied.
#
# TYPE  DATABASE    USER        CIDR-ADDRESS          METHOD
host    replication foo         192.168.1.100/32      md5
</programlisting>
    </para>
    <para>
     The host name and port number of the primary, user name to connect as,
     and password are specified in the <filename>recovery.conf</> file or
     the corresponding environment variable on the standby.
     For example, if the primary is running on host IP <literal>192.168.1.50</>,
     port <literal>5432</literal>, the superuser's name for replication is
     <literal>foo</>, and the password is <literal>foopass</>, the administrator
     can add the following line to the <filename>recovery.conf</> file on the
     standby.

<programlisting>
# The standby connects to the primary that is running on host 192.168.1.50
# and port 5432 as the user "foo" whose password is "foopass".
primary_conninfo = 'host=192.168.1.50 port=5432 user=foo password=foopass'
</programlisting>
    </para>
   </sect3>
  </sect2>

  <sect2 id="backup-incremental-updated">
   <title>Incrementally Updated Backups</title>

  <indexterm zone="backup">
   <primary>incrementally updated backups</primary>
  </indexterm>

  <indexterm zone="backup">
   <primary>change accumulation</primary>
  </indexterm>

   <para>
    In a warm standby configuration, it is possible to offload the expense of
    taking periodic base backups from the primary server; instead base backups
    can be made by backing
    up a standby server's files.  This concept is generally known as
    incrementally updated backups, log change accumulation, or more simply,
    change accumulation.
   </para>

   <para>
    If we take a backup of the standby server's data directory while it is processing
    logs shipped from the primary, we will be able to reload that data and
    restart the standby's recovery process from the last restart point.
    We no longer need to keep WAL files from before the restart point.
    If we need to recover, it will be faster to recover from the incrementally
    updated backup than from the original base backup.
   </para>

   <para>
    Since the standby server is not <quote>live</>, it is not possible to
    use <function>pg_start_backup()</> and <function>pg_stop_backup()</>
    to manage the backup process; it will be up to you to determine how
    far back you need to keep WAL segment files to have a recoverable
    backup.  You can do this by running <application>pg_controldata</>
    on the standby server to inspect the control file and determine the
    current checkpoint WAL location, or by using the
    <varname>log_checkpoints</> option to print values to the server log.
   </para>
  </sect2>
 </sect1>

 <sect1 id="hot-standby">
  <title>Hot Standby</title>

  <indexterm zone="backup">
   <primary>Hot Standby</primary>
  </indexterm>

   <para>
    Hot Standby is the term used to describe the ability to connect to
    the server and run queries while the server is in archive recovery. This
    is useful for both log shipping replication and for restoring a backup
    to an exact state with great precision.
    The term Hot Standby also refers to the ability of the server to move
    from recovery through to normal running while users continue running
    queries and/or continue their connections.
   </para>

   <para>
    Running queries in recovery is in many ways the same as normal running
    though there are a large number of usage and administrative points
    to note.
   </para>

  <sect2 id="hot-standby-users">
   <title>User's Overview</title>

   <para>
    Users can connect to the database while the server is in recovery
    and perform read-only queries. Read-only access to catalogs and views
    will also occur as normal.
   </para>

   <para>
    The data on the standby takes some time to arrive from the primary server
    so there will be a measurable delay between primary and standby. Running the
    same query nearly simultaneously on both primary and standby might therefore
    return differing results. We say that data on the standby is eventually
    consistent with the primary.
    Queries executed on the standby will be correct with regard to the transactions
    that had been recovered at the start of the query, or start of first statement,
    in the case of serializable transactions. In comparison with the primary,
    the standby returns query results that could have been obtained on the primary
    at some exact moment in the past.
   </para>

   <para>
    When a transaction is started in recovery, the parameter
    <varname>transaction_read_only</> will be forced to be true, regardless of the
    <varname>default_transaction_read_only</> setting in <filename>postgresql.conf</>.
    It can't be manually set to false either. As a result, all transactions
    started during recovery will be limited to read-only actions only. In all
    other ways, connected sessions will appear identical to sessions
    initiated during normal processing mode. There are no special commands
    required to initiate a connection at this time, so all interfaces
    work normally without change. After recovery finishes, the session
    will allow normal read-write transactions at the start of the next
    transaction, if these are requested.
   </para>

   <para>
    Read-only here means "no writes to the permanent database tables".
    There are no problems with queries that make use of transient sort and
    work files.
   </para>

   <para>
    The following actions are allowed

    <itemizedlist>
     <listitem>
      <para>
       Query access - SELECT, COPY TO including views and SELECT RULEs
      </para>
     </listitem>
     <listitem>
      <para>
       Cursor commands - DECLARE, FETCH, CLOSE,
      </para>
     </listitem>
     <listitem>
      <para>
       Parameters - SHOW, SET, RESET
      </para>
     </listitem>
     <listitem>
      <para>
       Transaction management commands
        <itemizedlist>
         <listitem>
          <para>
           BEGIN, END, ABORT, START TRANSACTION
          </para>
         </listitem>
         <listitem>
          <para>
           SAVEPOINT, RELEASE, ROLLBACK TO SAVEPOINT
          </para>
         </listitem>
         <listitem>
          <para>
           EXCEPTION blocks and other internal subtransactions
          </para>
         </listitem>
        </itemizedlist>
      </para>
     </listitem>
     <listitem>
      <para>
       LOCK TABLE, though only when explicitly in one of these modes:
       ACCESS SHARE, ROW SHARE or ROW EXCLUSIVE.
      </para>
     </listitem>
     <listitem>
      <para>
       Plans and resources - PREPARE, EXECUTE, DEALLOCATE, DISCARD
      </para>
     </listitem>
     <listitem>
      <para>
       Plugins and extensions - LOAD
      </para>
     </listitem>
    </itemizedlist>
   </para>

   <para>
    These actions produce error messages

    <itemizedlist>
     <listitem>
      <para>
       Data Manipulation Language (DML) - INSERT, UPDATE, DELETE, COPY FROM, TRUNCATE.
       Note that there are no allowed actions that result in a trigger
       being executed during recovery.
      </para>
     </listitem>
     <listitem>
      <para>
       Data Definition Language (DDL) - CREATE, DROP, ALTER, COMMENT.
       This also applies to temporary tables currently because currently their
       definition causes writes to catalog tables.
      </para>
     </listitem>
     <listitem>
      <para>
       SELECT ... FOR SHARE | UPDATE which cause row locks to be written
      </para>
     </listitem>
     <listitem>
      <para>
       RULEs on SELECT statements that generate DML commands.
      </para>
     </listitem>
     <listitem>
      <para>
       LOCK TABLE, in short default form, since it requests ACCESS EXCLUSIVE MODE.
       LOCK TABLE that explicitly requests a mode higher than ROW EXCLUSIVE MODE.
      </para>
     </listitem>
     <listitem>
      <para>
       Transaction management commands that explicitly set non-read only state
        <itemizedlist>
         <listitem>
          <para>
            BEGIN READ WRITE,
            START TRANSACTION READ WRITE
          </para>
         </listitem>
         <listitem>
          <para>
            SET TRANSACTION READ WRITE,
            SET SESSION CHARACTERISTICS AS TRANSACTION READ WRITE
          </para>
         </listitem>
         <listitem>
          <para>
           SET transaction_read_only = off
          </para>
         </listitem>
        </itemizedlist>
      </para>
     </listitem>
     <listitem>
      <para>
       Two-phase commit commands - PREPARE TRANSACTION, COMMIT PREPARED,
       ROLLBACK PREPARED because even read-only transactions need to write
       WAL in the prepare phase (the first phase of two phase commit).
      </para>
     </listitem>
     <listitem>
      <para>
       sequence update - nextval()
      </para>
     </listitem>
     <listitem>
      <para>
       LISTEN, UNLISTEN, NOTIFY since they currently write to system tables
      </para>
     </listitem>
    </itemizedlist>
   </para>

   <para>
    Note that current behaviour of read only transactions when not in
    recovery is to allow the last two actions, so there are small and
    subtle differences in behaviour between read-only transactions
    run on standby and during normal running.
    It is possible that the restrictions on LISTEN, UNLISTEN, NOTIFY and
    temporary tables may be lifted in a future release, if their internal
    implementation is altered to make this possible.
   </para>

   <para>
    If failover or switchover occurs the database will switch to normal
    processing mode. Sessions will remain connected while the server
    changes mode. Current transactions will continue, though will remain
    read-only. After recovery is complete, it will be possible to initiate
    read-write transactions.
   </para>

   <para>
    Users will be able to tell whether their session is read-only by
    issuing SHOW transaction_read_only.  In addition a set of
    functions <xref linkend="functions-recovery-info-table"> allow users to
    access information about Hot Standby. These allow you to write
    functions that are aware of the current state of the database. These
    can be used to monitor the progress of recovery, or to allow you to
    write complex programs that restore the database to particular states.
   </para>

   <para>
    In recovery, transactions will not be permitted to take any table lock
    higher than RowExclusiveLock. In addition, transactions may never assign
    a TransactionId and may never write WAL.
    Any <command>LOCK TABLE</> command that runs on the standby and requests
    a specific lock mode higher than ROW EXCLUSIVE MODE will be rejected.
   </para>

   <para>
    In general queries will not experience lock conflicts with the database
    changes made by recovery. This is becase recovery follows normal
    concurrency control mechanisms, known as <acronym>MVCC</>. There are
    some types of change that will cause conflicts, covered in the following
    section.
   </para>
  </sect2>

  <sect2 id="hot-standby-conflict">
   <title>Handling query conflicts</title>

   <para>
    The primary and standby nodes are in many ways loosely connected. Actions
    on the primary will have an effect on the standby. As a result, there is
    potential for negative interactions or conflicts between them. The easiest
    conflict to understand is performance: if a huge data load is taking place
    on the primary then this will generate a similar stream of WAL records on the
    standby, so standby queries may contend for system resources, such as I/O.
   </para>

   <para>
    There are also additional types of conflict that can occur with Hot Standby.
    These conflicts are <emphasis>hard conflicts</> in the sense that we may
    need to cancel queries and in some cases disconnect sessions to resolve them.
    The user is provided with a number of optional ways to handle these
    conflicts, though we must first understand the possible reasons behind a conflict.

      <itemizedlist>
       <listitem>
        <para>
         Access Exclusive Locks from primary node, including both explicit
         LOCK commands and various kinds of DDL action
        </para>
       </listitem>
       <listitem>
        <para>
         Dropping tablespaces on the primary while standby queries are using
         those tablespaces for temporary work files (work_mem overflow)
        </para>
       </listitem>
       <listitem>
        <para>
         Dropping databases on the primary while users are connected to that
         database on the standby.
        </para>
       </listitem>
       <listitem>
        <para>
         Waiting to acquire buffer cleanup locks
        </para>
       </listitem>
       <listitem>
        <para>
         Early cleanup of data still visible to the current query's snapshot
        </para>
       </listitem>
      </itemizedlist>
   </para>

   <para>
    Some WAL redo actions will be for DDL actions. These DDL actions are
    repeating actions that have already committed on the primary node, so
    they must not fail on the standby node. These DDL locks take priority
    and will automatically *cancel* any read-only transactions that get in
    their way, after a grace period. This is similar to the possibility of
    being canceled by the deadlock detector, but in this case the standby
    process always wins, since the replayed actions must not fail. This
    also ensures that replication doesn't fall behind while we wait for a
    query to complete. Again, we assume that the standby is there for high
    availability purposes primarily.
   </para>

   <para>
    An example of the above would be an Administrator on Primary server
    runs a <command>DROP TABLE</> on a table that's currently being queried
    in the standby server.
    Clearly the query cannot continue if we let the <command>DROP TABLE</>
    proceed. If this situation occurred on the primary, the <command>DROP TABLE</>
    would wait until the query has finished. When the query is on the standby
    and the <command>DROP TABLE</> is on the primary, the primary doesn't have
    information about which queries are running on the standby and so the query
    does not wait on the primary. The WAL change records come through to the
    standby while the standby query is still running, causing a conflict.
   </para>

   <para>
    The most common reason for conflict between standby queries and WAL redo is
    "early cleanup". Normally, <productname>PostgreSQL</> allows cleanup of old
    row versions when there are no users who may need to see them to ensure correct
    visibility of data (the heart of MVCC). If there is a standby query that has
    been running for longer than any query on the primary then it is possible
    for old row versions to be removed by either a vacuum or HOT. This will
    then generate WAL records that, if applied, would remove data on the
    standby that might *potentially* be required by the standby query.
    In more technical language, the primary's xmin horizon is later than
    the standby's xmin horizon, allowing dead rows to be removed.
   </para>

   <para>
    Experienced users should note that both row version cleanup and row version
    freezing will potentially conflict with recovery queries. Running a
    manual <command>VACUUM FREEZE</> is likely to cause conflicts even on tables
    with no updated or deleted rows.
   </para>

   <para>
    We have a number of choices for resolving query conflicts.  The default
    is that we wait and hope the query completes. The server will wait
    automatically until the lag between primary and standby is at most
    <varname>max_standby_delay</> seconds. Once that grace period expires,
    we take one of the following actions:

      <itemizedlist>
       <listitem>
        <para>
         If the conflict is caused by a lock, we cancel the conflicting standby
         transaction immediately. If the transaction is idle-in-transaction
         then currently we abort the session instead, though this may change
         in the future.
        </para>
       </listitem>

       <listitem>
        <para>
         If the conflict is caused by cleanup records we tell the standby query
         that a conflict has occurred and that it must cancel itself to avoid the
         risk that it silently fails to read relevant data because
         that data has been removed. (This is regrettably very similar to the
         much feared and iconic error message "snapshot too old"). Some cleanup
         records only cause conflict with older queries, though some types of
         cleanup record affect all queries.
        </para>

        <para>
         If cancellation does occur, the query and/or transaction can always
         be re-executed. The error is dynamic and will not necessarily occur
         the same way if the query is executed again.
        </para>
       </listitem>
      </itemizedlist>
   </para>

   <para>
    <varname>max_standby_delay</> is set in <filename>postgresql.conf</>.
    The parameter applies to the server as a whole so if the delay is all used
    up by a single query then there may be little or no waiting for queries that
    follow immediately, though they will have benefited equally from the initial
    waiting period. The server may take time to catch up again before the grace
    period is available again, though if there is a heavy and constant stream
    of conflicts it may seldom catch up fully.
   </para>

   <para>
    Users should be clear that tables that are regularly and heavily updated on
    primary server will quickly cause cancellation of longer running queries on
    the standby. In those cases <varname>max_standby_delay</> can be
    considered somewhat but not exactly the same as setting
    <varname>statement_timeout</>.
    </para>

   <para>
    Other remedial actions exist if the number of cancellations is unacceptable.
    The first option is to connect to primary server and keep a query active
    for as long as we need to run queries on the standby. This guarantees that
    a WAL cleanup record is never generated and we don't ever get query
    conflicts as described above. This could be done using contrib/dblink
    and pg_sleep(), or via other mechanisms. If you do this, you should note
    that this will delay cleanup of dead rows by vacuum or HOT and many
    people may find this undesirable. However, we should remember that
    primary and standby nodes are linked via the WAL, so this situation is no
    different to the case where we ran the query on the primary node itself
    except we have the benefit of off-loading the execution onto the standby.
   </para>

   <para>
    It is also possible to set <varname>vacuum_defer_cleanup_age</> on the primary
    to defer the cleanup of records by autovacuum, vacuum and HOT. This may allow
    more time for queries to execute before they are cancelled on the standby,
    without the need for setting a high <varname>max_standby_delay</>.
   </para>

   <para>
    Three-way deadlocks are possible between AccessExclusiveLocks arriving from
    the primary, cleanup WAL records that require buffer cleanup locks and
    user requests that are waiting behind replayed AccessExclusiveLocks. Deadlocks
    are resolved by time-out when we exceed <varname>max_standby_delay</>.
   </para>

   <para>
    Dropping tablespaces or databases is discussed in the administrator's
    section since they are not typical user situations.
   </para>
  </sect2>

  <sect2 id="hot-standby-admin">
   <title>Administrator's Overview</title>

   <para>
    If there is a <filename>recovery.conf</> file present the server will start
    in Hot Standby mode by default, though <varname>recovery_connections</> can
    be disabled via <filename>postgresql.conf</>, if required. The server may take
    some time to enable recovery connections since the server must first complete
    sufficient recovery to provide a consistent state against which queries
    can run before enabling read only connections. Look for these messages
    in the server logs

<programlisting>
LOG:  initializing recovery connections

... then some time later ...

LOG:  consistent recovery state reached
LOG:  database system is ready to accept read only connections
</programlisting>

    Consistency information is recorded once per checkpoint on the primary, as long
    as <varname>recovery_connections</> is enabled (on the primary). If this parameter
    is disabled, it will not be possible to enable recovery connections on the standby.
    The consistent state can also be delayed in the presence of both of these conditions

      <itemizedlist>
       <listitem>
        <para>
         a write transaction has more than 64 subtransactions
        </para>
       </listitem>
       <listitem>
        <para>
         very long-lived write transactions
        </para>
       </listitem>
      </itemizedlist>

    If you are running file-based log shipping ("warm standby"), you may need
    to wait until the next WAL file arrives, which could be as long as the
    <varname>archive_timeout</> setting on the primary.
   </para>

   <para>
    The setting of some parameters on the standby will need reconfiguration
    if they have been changed on the primary. The value on the standby must
    be equal to or greater than the value on the primary. If these parameters
    are not set high enough then the standby will not be able to track work
    correctly from recovering transactions. If these values are set too low the
    the server will halt. Higher values can then be supplied and the server
    restarted to begin recovery again.

      <itemizedlist>
       <listitem>
        <para>
         <varname>max_connections</>
        </para>
       </listitem>
       <listitem>
        <para>
         <varname>max_prepared_transactions</>
        </para>
       </listitem>
       <listitem>
        <para>
         <varname>max_locks_per_transaction</>
        </para>
       </listitem>
      </itemizedlist>
   </para>

   <para>
    It is important that the administrator consider the appropriate setting
    of <varname>max_standby_delay</>, set in <filename>postgresql.conf</>.
    There is no optimal setting and should be set according to business
    priorities. For example if the server is primarily tasked as a High
    Availability server, then you may wish to lower
    <varname>max_standby_delay</> or even set it to zero, though that is a
    very aggressive setting. If the standby server is tasked as an additional
    server for decision support queries then it may be acceptable to set this
    to a value of many hours (in seconds).
   </para>

   <para>
    Transaction status "hint bits" written on primary are not WAL-logged,
    so data on standby will likely re-write the hints again on the standby.
    Thus the main database blocks will produce write I/Os even though
    all users are read-only; no changes have occurred to the data values
    themselves.  Users will be able to write large sort temp files and
    re-generate relcache info files, so there is no part of the database
    that is truly read-only during hot standby mode. There is no restriction
    on the use of set returning functions, or other users of tuplestore/tuplesort
    code. Note also that writes to remote databases will still be possible,
    even though the transaction is read-only locally.
   </para>

   <para>
    The following types of administrator command are not accepted
    during recovery mode

      <itemizedlist>
       <listitem>
        <para>
         Data Definition Language (DDL) - e.g. CREATE INDEX
        </para>
       </listitem>
       <listitem>
        <para>
         Privilege and Ownership - GRANT, REVOKE, REASSIGN
        </para>
       </listitem>
       <listitem>
        <para>
         Maintenance commands - ANALYZE, VACUUM, CLUSTER, REINDEX
        </para>
       </listitem>
      </itemizedlist>
   </para>

   <para>
    Note again that some of these commands are actually allowed during
    "read only" mode transactions on the primary.
   </para>

   <para>
    As a result, you cannot create additional indexes that exist solely
    on the standby, nor can statistics that exist solely on the standby.
    If these administrator commands are needed they should be executed
    on the primary so that the changes will propagate through to the
    standby.
   </para>

   <para>
    <function>pg_cancel_backend()</> will work on user backends, but not the
    Startup process, which performs recovery. pg_stat_activity does not
    show an entry for the Startup process, nor do recovering transactions
    show as active. As a result, pg_prepared_xacts is always empty during
    recovery. If you wish to resolve in-doubt prepared transactions
    then look at pg_prepared_xacts on the primary and issue commands to
    resolve those transactions there.
   </para>

   <para>
    pg_locks will show locks held by backends as normal. pg_locks also shows
    a virtual transaction managed by the Startup process that owns all
    AccessExclusiveLocks held by transactions being replayed by recovery.
    Note that Startup process does not acquire locks to
    make database changes and thus locks other than AccessExclusiveLocks
    do not show in pg_locks for the Startup process, they are just presumed
    to exist.
   </para>

   <para>
    <productname>check_pgsql</> will work, but it is very simple.
    <productname>check_postgres</> will also work, though many some actions
    could give different or confusing results.
    e.g. last vacuum time will not be maintained for example, since no
    vacuum occurs on the standby (though vacuums running on the primary do
    send their changes to the standby).
   </para>

   <para>
    WAL file control commands will not work during recovery
    e.g. <function>pg_start_backup</>, <function>pg_switch_xlog</> etc..
   </para>

   <para>
    Dynamically loadable modules work, including pg_stat_statements.
   </para>

   <para>
    Advisory locks work normally in recovery, including deadlock detection.
    Note that advisory locks are never WAL logged, so it is not possible for
    an advisory lock on either the primary or the standby to conflict with WAL
    replay. Nor is it possible to acquire an advisory lock on the primary
    and have it initiate a similar advisory lock on the standby. Advisory
    locks relate only to a single server on which they are acquired.
   </para>

   <para>
    Trigger-based replication systems such as <productname>Slony</>,
    <productname>Londiste</> and <productname>Bucardo</> won't run on the
    standby at all, though they will run happily on the primary server as
    long as the changes are not sent to standby servers to be applied.
    WAL replay is not trigger-based so you cannot relay from the
    standby to any system that requires additional database writes or
    relies on the use of triggers.
   </para>

   <para>
    New oids cannot be assigned, though some <acronym>UUID</> generators may still
    work as long as they do not rely on writing new status to the database.
   </para>

   <para>
    Currently, temp table creation is not allowed during read only
    transactions, so in some cases existing scripts will not run correctly.
    It is possible we may relax that restriction in a later release. This is
    both a SQL Standard compliance issue and a technical issue.
   </para>

   <para>
    <command>DROP TABLESPACE</> can only succeed if the tablespace is empty.
    Some standby users may be actively using the tablespace via their
    <varname>temp_tablespaces</> parameter. If there are temp files in the
    tablespace we currently cancel all active queries to ensure that temp
    files are removed, so that we can remove the tablespace and continue with
    WAL replay.
   </para>

   <para>
    Running <command>DROP DATABASE</>, <command>ALTER DATABASE ... SET TABLESPACE</>,
    or <command>ALTER DATABASE ... RENAME</> on primary will generate a log message
    that will cause all users connected to that database on the standby to be
    forcibly disconnected. This action occurs immediately, whatever the setting of
    <varname>max_standby_delay</>.
   </para>

   <para>
    In normal running, if you issue <command>DROP USER</> or <command>DROP ROLE</>
    for a role with login capability while that user is still connected then
    nothing happens to the connected user - they remain connected. The user cannot
    reconnect however. This behaviour applies in recovery also, so a
    <command>DROP USER</> on the primary does not disconnect that user on the standby.
   </para>

   <para>
    Stats collector is active during recovery. All scans, reads, blocks,
    index usage etc will all be recorded normally on the standby. Replayed
    actions will not duplicate their effects on primary, so replaying an
    insert will not increment the Inserts column of pg_stat_user_tables.
    The stats file is deleted at start of recovery, so stats from primary
    and standby will differ; this is considered a feature not a bug.
   </para>

   <para>
    Autovacuum is not active during recovery, though will start normally
    at the end of recovery.
   </para>

   <para>
    Background writer is active during recovery and will perform
    restartpoints (similar to checkpoints on primary) and normal block
    cleaning activities. The <command>CHECKPOINT</> command is accepted during recovery,
    though performs a restartpoint rather than a new checkpoint.
   </para>
  </sect2>

  <sect2 id="hot-standby-parameters">
   <title>Hot Standby Parameter Reference</title>

   <para>
    Various parameters have been mentioned above in the <xref linkend="hot-standby-admin">
    and <xref linkend="hot-standby-conflict"> sections.
   </para>

   <para>
    On the primary, parameters <varname>recovery_connections</> and
    <varname>vacuum_defer_cleanup_age</> can be used to enable and control the
    primary server to assist the successful configuration of Hot Standby servers.
    <varname>max_standby_delay</> has no effect if set on the primary.
   </para>

   <para>
    On the standby, parameters <varname>recovery_connections</> and
    <varname>max_standby_delay</> can be used to enable and control Hot Standby.
    standby server to assist the successful configuration of Hot Standby servers.
    <varname>vacuum_defer_cleanup_age</> has no effect during recovery.
   </para>
  </sect2>

  <sect2 id="hot-standby-caveats">
   <title>Caveats</title>

   <para>
    At this writing, there are several limitations of Hot Standby.
    These can and probably will be fixed in future releases:

  <itemizedlist>
   <listitem>
    <para>
     Operations on hash indexes are not presently WAL-logged, so
     replay will not update these indexes.  Hash indexes will not be
     used for query plans during recovery.
    </para>
   </listitem>
   <listitem>
    <para>
     Full knowledge of running transactions is required before snapshots
     may be taken. Transactions that take use large numbers of subtransactions
     (currently greater than 64) will delay the start of read only
     connections until the completion of the longest running write transaction.
     If this situation occurs explanatory messages will be sent to server log.
    </para>
   </listitem>
   <listitem>
    <para>
     Valid starting points for recovery connections are generated at each
     checkpoint on the master. If the standby is shutdown while the master
     is in a shutdown state it may not be possible to re-enter Hot Standby
     until the primary is started up so that it generates further starting
     points in the WAL logs. This is not considered a serious issue
     because the standby is usually switched into the primary role while
     the first node is taken down.
    </para>
   </listitem>
   <listitem>
    <para>
     At the end of recovery, AccessExclusiveLocks held by prepared transactions
     will require twice the normal number of lock table entries. If you plan
     on running either a large number of concurrent prepared transactions
     that normally take AccessExclusiveLocks, or you plan on having one
     large transaction that takes many AccessExclusiveLocks then you are
     advised to select a larger value of <varname>max_locks_per_transaction</>,
     up to, but never more than twice the value of the parameter setting on
     the primary server in rare extremes. You need not consider this at all if
     your setting of <varname>max_prepared_transactions</> is <literal>0</>.
    </para>
   </listitem>
  </itemizedlist>

   </para>
  </sect2>

 </sect1>

 <sect1 id="migration">
  <title>Migration Between Releases</title>

  <indexterm zone="migration">
   <primary>upgrading</primary>
  </indexterm>

  <indexterm zone="migration">
   <primary>version</primary>
   <secondary>compatibility</secondary>
  </indexterm>

  <para>
   This section discusses how to migrate your database data from one
   <productname>PostgreSQL</> release to a newer one.
   The software installation procedure <foreignphrase>per se</> is not the
   subject of this section; those details are in <xref linkend="installation">.
  </para>

  <para>
   As a general rule, the internal data storage format is subject to
   change between major releases of <productname>PostgreSQL</> (where
   the number after the first dot changes). This does not apply to
   different minor releases under the same major release (where the
   number after the second dot changes); these always have compatible
   storage formats. For example, releases 8.1.1, 8.2.3, and 8.3 are
   not compatible, whereas 8.2.3 and 8.2.4 are. When you update
   between compatible versions, you can simply replace the executables
   and reuse the data directory on disk. Otherwise you need to back
   up your data and restore it on the new server.  This has to be done
   using <application>pg_dump</>; file system level backup methods
   obviously won't work. There are checks in place that prevent you
   from using a data directory with an incompatible version of
   <productname>PostgreSQL</productname>, so no great harm can be done by
   trying to start the wrong server version on a data directory.
  </para>

  <para>
   It is recommended that you use the <application>pg_dump</> and
   <application>pg_dumpall</> programs from the newer version of
   <productname>PostgreSQL</>, to take advantage of any enhancements
   that might have been made in these programs.  Current releases of the
   dump programs can read data from any server version back to 7.0.
  </para>

  <para>
   The least downtime can be achieved by installing the new server in
   a different directory and running both the old and the new servers
   in parallel, on different ports. Then you can use something like:

<programlisting>
pg_dumpall -p 5432 | psql -d postgres -p 6543
</programlisting>

   to transfer your data.  Or use an intermediate file if you want.
   Then you can shut down the old server and start the new server at
   the port the old one was running at. You should make sure that the
   old database is not updated after you begin to run
   <application>pg_dumpall</>, otherwise you will lose that data. See <xref
   linkend="client-authentication"> for information on how to prohibit
   access.
  </para>

  <para>
   It is also possible to use replication methods, such as
   <productname>Slony</>, to create a slave server with the updated version of
   <productname>PostgreSQL</>.  The slave can be on the same computer or
   a different computer.  Once it has synced up with the master server
   (running the older version of <productname>PostgreSQL</>), you can
   switch masters and make the slave the master and shut down the older
   database instance.  Such a switch-over results in only several seconds
   of downtime for an upgrade.
  </para>

  <para>
   If you cannot or do not want to run two servers in parallel, you can
   do the backup step before installing the new version, bring down
   the server, move the old version out of the way, install the new
   version, start the new server, and restore the data. For example:

<programlisting>
pg_dumpall &gt; backup
pg_ctl stop
mv /usr/local/pgsql /usr/local/pgsql.old
cd ~/postgresql-&version;
gmake install
initdb -D /usr/local/pgsql/data
postgres -D /usr/local/pgsql/data
psql -f backup postgres
</programlisting>

   See <xref linkend="runtime"> about ways to start and stop the
   server and other details. The installation instructions will advise
   you of strategic places to perform these steps.
  </para>

  <note>
   <para>
    When you <quote>move the old installation out of the way</quote>
    it might no longer be perfectly usable. Some of the executable programs
    contain absolute paths to various installed programs and data files.
    This is usually not a big problem, but if you plan on using two
    installations in parallel for a while you should assign them
    different installation directories at build time.  (This problem
    is rectified in <productname>PostgreSQL</> 8.0 and later, so long
    as you move all subdirectories containing installed files together;
    for example if <filename>/usr/local/postgres/bin/</> goes to
    <filename>/usr/local/postgres.old/bin/</>, then
    <filename>/usr/local/postgres/share/</> must go to
    <filename>/usr/local/postgres.old/share/</>.  In pre-8.0 releases
    moving an installation like this will not work.)
   </para>
  </note>

  <para>
   In practice you probably want to test your client applications on the
   new version before switching over completely.  This is another reason
   for setting up concurrent installations of old and new versions.  When
   testing a <productname>PostgreSQL</> major upgrade, consider the
   following categories of possible changes:
  </para>

  <variablelist>

   <varlistentry>
    <term>Administration</term>
    <listitem>
     <para>
      The capabilities available for administrators to monitor and control
      the server often change and improve in each major release.
     </para>
    </listitem>
   </varlistentry>

   <varlistentry>
    <term>SQL</term>
    <listitem>
     <para>
      Typically this includes new SQL command capabilities and not changes
      in behavior, unless specifically mentioned in the release notes.
     </para>
    </listitem>
   </varlistentry>

   <varlistentry>
    <term>Library API</term>
    <listitem>
     <para>
      Typically libraries like <application>libpq</> only add new
      functionality, again unless mentioned in the release notes.
     </para>
    </listitem>
   </varlistentry>

   <varlistentry>
    <term>System Catalogs</term>
    <listitem>
     <para>
      System catalog changes usually only affect database management tools.
     </para>
    </listitem>
   </varlistentry>

   <varlistentry>
    <term>Server C-language API</term>
    <listitem>
     <para>
      This involved changes in the backend function API, which is written
      in the C programming language.  Such changes effect code that
      references backend functions deep inside the server.
     </para>
    </listitem>
   </varlistentry>

  </variablelist>

 </sect1>
</chapter>